DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Martin Starnes
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Mar 21, 2024
In the industry
25 y
since Dec 22, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Mar 21, 2024 · Houston, Tx
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Apr 30, 2021 · Houston, Tx
- Msi Financial Services, Inc. formerSep 10, 2014 to Mar 25, 2017 · Houston, Tx
- New England Securities Corporation formerSep 10, 2014 to Jan 2, 2015 · Houston, Tx
- UBS Financial Services Inc. wirehouseNov 18, 2013 to Jul 10, 2014 · Dallas, Tx
- Morgan Stanley wirehouseJun 1, 2009 to Oct 8, 2010 · Baton Rouge, La
- Citigroup Global Markets Inc. BD affiliatedDec 22, 2000 to Jun 1, 2009 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Cetera Investment Advisers LLCleft Apr 30, 2021, registered Mar 21, 2024 (1056 days) · Affiliated broker-dealer or bank to another · moved with a team
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Sep 10, 2014 (-114 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to New England Securities Corporationleft Jul 10, 2014, registered Sep 10, 2014 (62 days) · Other
- Morgan Stanley to UBS Financial Services Inc.left Oct 8, 2010, registered Nov 18, 2013 (1137 days) · Wirehouse to wirehouse
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address