RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• G•••••• K•••
- M••••• G••••• A••••••• I••• independent RIA currentsince Dec 6, 2023 · Ponte Vedra Beach, Fl
- P•••••• W••••• S••••••••• L••• formerMar 21, 2018 to Feb 6, 2024 · Jacksonville, Fl
- B••• S••••••••• L•• formerJan 2, 2018 to Mar 1, 2018 · Saint Augustine, Fl
- B••• I••••••••• S•••••••• I••• formerJul 22, 2014 to Jan 2, 2018 · Charlotte, Nc
- W•••••• • R••• formerAug 2, 2012 to Jan 30, 2014 · Jacksonville, Fl
- E•••••••• A•••••••• L•• national BDJan 5, 2010 to Feb 28, 2012 · Jacksonville, Fl
- S••••••• I••••••••• S•••••••• I••• formerOct 16, 2006 to Jun 9, 2009 · Jacksonville, Fl
- P•••• S••••••••• L•• no RAUMJul 15, 2003 to Apr 29, 2004 · Jacksonville, Fl
- P•••••• W••••• S••••••••• L••• to M••••• G••••• A••••••• I•••left Feb 6, 2024, registered Dec 6, 2023 (-62 days) · RIA to RIA · moved with a team
- B••• S••••••••• L•• to P•••••• W••••• S••••••••• L•••left Mar 1, 2018, registered Mar 21, 2018 (20 days) · Other
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- W•••••• • R••• to B••• I••••••••• S•••••••• I•••left Jan 30, 2014, registered Jul 22, 2014 (173 days) · Other
- E•••••••• A•••••••• L•• to W•••••• • R•••left Feb 28, 2012, registered Aug 2, 2012 (156 days) · Other
- S••••••• I••••••••• S•••••••• I••• to E•••••••• A•••••••• L••left Jun 9, 2009, registered Jan 5, 2010 (210 days) · Other
- P•••• S••••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Apr 29, 2004, registered Oct 16, 2006 (900 days) · Other
- J••••••• G•••••• K••• left P•••••• W••••• S••••••••• L••• for M••••• G••••• A••••••• I••• (registered 2023-12-06)Feb 6, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address