DFX Intelligence
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Registered advisor
J•••••• B•••••••
Feed of 09/14/2026
Also filed as J•••••• R••• J••••••••• R• B••••••••• R••• B••••••••• R••• J•••••••
At current firm
0 y
since Feb 6, 2026
In the industry
25 y
since Feb 2, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 6, 2026 · Murfreesboro, Tn
- E••••• J•••• national BDJun 4, 2024 to Dec 6, 2025 · Murfreesboro, Tn
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• F•••••••• L••left Dec 6, 2025, registered Feb 6, 2026 (62 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedDec 6, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address