DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marcus Jasso
Feed of 09/14/2026
At current firm
7 y
since Apr 18, 2019
In the industry
24 y
since Mar 7, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Overlook Park Wealth, LLC state registered currentsince Apr 18, 2019 · Humble, Tx
- Sovereign Wealth Advisors LLC independent RIAAug 4, 2015 to Mar 20, 2019 · Houston, Tx
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Jul 7, 2015 · Houston, Tx
- Chase Investment Services Corp. formerApr 19, 2012 to Oct 1, 2012 · Houston, Tx
- Ameriprise Financial Services, LLC national BDNov 5, 2002 to Feb 24, 2012 · Shavano Park, Tx
Moves
a registration end followed by a registration begin elsewhere
- Sovereign Wealth Advisors LLC to Overlook Park Wealth, LLCleft Mar 20, 2019, registered Apr 18, 2019 (29 days) · RIA to a state-registered adviser
- J.P. Morgan Securities LLC to Sovereign Wealth Advisors LLCleft Jul 7, 2015, registered Aug 4, 2015 (28 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to Chase Investment Services Corp.left Feb 24, 2012, registered Apr 19, 2012 (55 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address