RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• E••••• E••
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince May 7, 2021 · Lincoln, Ne
- C••• I••••••••• A•••••••• I••• independent RIAJan 13, 2010 to May 27, 2010 · Mcdonough, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 30, 2009 to Dec 21, 2009 · Atlanta, Ga
- C•••••••• F•••••••• G•••• A••••••• formerOct 10, 2008 to Nov 13, 2009 · Watkinsville, Ga
- S••••••• I••••••••• S•••••••• I••• formerSep 5, 2008 to Sep 18, 2008 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerJan 21, 2004 to May 10, 2006 · Charlotte, Nc
- C••• I••••••••• A•••••••• I••• to A••••••• F•••••••• A•••••••• L••left May 27, 2010, registered May 7, 2021 (3998 days) · Other
- M•• I•••••••• S•••••••• L•• to C••• I••••••••• A•••••••• I•••left Dec 21, 2009, registered Jan 13, 2010 (23 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to M•• I•••••••• S•••••••• L••left Nov 13, 2009, registered Nov 30, 2009 (17 days) · Other
- S••••••• I••••••••• S•••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Sep 18, 2008, registered Oct 10, 2008 (22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address