DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• H• N•••••

P•••• C•••••• F••••••••mixed wealthOverland Park, Ks IA-onlyIAPD 4314921

Feed of 09/15/2026

Also filed as J••••• H• N•••••

At current firm

2 y

since Sep 27, 2023

In the industry

22 y

since Sep 16, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••• C•••••• F•••••••• mixed wealth current
since Sep 27, 2023 · Overland Park, Ks
U••••• C•••••• F•••••••• A••••••• independent RIA
Oct 31, 2017 to Oct 27, 2023 · Houston, Tx
M•• F•••••••• S•••••••• I••• former
Jan 26, 2011 to Aug 11, 2011 · De Pere, Wi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 18, 2006 to Jan 15, 2010 · Houston, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 20, 2004 to Feb 17, 2006 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

U••••• C•••••• F•••••••• A••••••• to P•••• C•••••• F••••••••
left Oct 27, 2023, registered Sep 27, 2023 (-30 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
M•• F•••••••• S•••••••• I••• to U••••• C•••••• F•••••••• A•••••••
left Aug 11, 2011, registered Oct 31, 2017 (2273 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••
left Jan 15, 2010, registered Jan 26, 2011 (376 days) · Other

Signals

J••••• H• N••••• left U••••• C•••••• F•••••••• A••••••• for P•••• C•••••• F•••••••• (registered 2023-09-27)
Oct 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address