DFX Intelligence
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Registered advisor
J•••• E••••• R•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since May 3, 2017
In the industry
25 y
since Dec 26, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 3, 2017 · Honolulu, Hi
- B••••••• I••••••••• S•••••••• I••• ••••• formerDec 20, 2011 to May 2, 2017 · Honolulu, Hi
- L•• F•••••••• L•• BD affiliatedJul 5, 2011 to Dec 21, 2011 · Honolulu, Hi
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedNov 5, 2009 to Jul 5, 2011 · Kaneohe, Hi
- B••••••• I••••••••• S•••••••• I••• ••••• formerApr 18, 2007 to Oct 19, 2009 · Honolulu, Hi
- B••••••• I••••••••• S•••••••• I••• ••••• formerJul 2, 2004 to May 19, 2006 · Honolulu, Hi
Moves
a registration end followed by a registration begin elsewhere
- B••••••• I••••••••• S•••••••• I••• ••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 2, 2017, registered May 3, 2017 (1 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Dec 21, 2011, registered Dec 20, 2011 (-1 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jul 5, 2011, registered Jul 5, 2011 (0 days) · corporate re-registration, not a move
- B••••••• I••••••••• S•••••••• I••• ••••• to U•••• F•••••••• S••••••• G••••• I•••left Oct 19, 2009, registered Nov 5, 2009 (17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address