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Registered advisor
P••••• J•••• S••••
Feed of 09/14/2026
Also filed as Pj S••••
At current firm
17 y
since Jan 7, 2009
In the industry
25 y
since Feb 9, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 7, 2009 · Morristown, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 20, 2006 to Jan 8, 2009 · Morristown, Tn
- A• G• E•••••• • S•••• I••• unclassifiedFeb 3, 2004 to Nov 29, 2006 · Morristown, Tn
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 8, 2009, registered Jan 7, 2009 (-1 days) · Wirehouse to wirehouse
- A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 29, 2006, registered Nov 20, 2006 (-9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address