T•••••• P••• L••••

• C•••••••• G••••• M•••••• I••• BD affiliated current
  since Aug 12, 2015 · New York, Ny
• H••• S••••••••• •••• I••• BD affiliated
  Mar 26, 2015 to Jul 31, 2015 · Flushing, Ny
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Nov 1, 2012 · Fresh Meadows, Ny
• C•••• I••••••••• S••••••• C•••• former
  Jul 19, 2011 to Oct 1, 2012 · Flushing, Ny
• T• A••••••••• I••• former
  Jun 17, 2004 to Jul 5, 2006 · Jersey City, Nj

• H••• S••••••••• •••• I••• to C•••••••• G••••• M•••••• I•••
  left Jul 31, 2015, registered Aug 12, 2015 (12 days) · Other
• J••• M••••• S••••••••• L•• to H••• S••••••••• •••• I•••
  left Nov 1, 2012, registered Mar 26, 2015 (875 days) · Other
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• T• A••••••••• I••• to C•••• I••••••••• S••••••• C••••
  left Jul 5, 2006, registered Jul 19, 2011 (1840 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address