DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• M•••• A•••••

B•••••••• I••••••••• M••••••••• L••mixed wealthLos Angeles, Cadual registrantIAPD 4316747

Feed of 09/14/2026

Also filed as C•••••• M•••• Rago

At current firm

7 y

since Aug 27, 2019

In the industry

25 y

since Jan 29, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••••••• I••••••••• M••••••••• L•• mixed wealth current
since Aug 27, 2019 · Los Angeles, Ca
G••••• V••• C•••••• M••••••••• L•• independent RIA
Sep 29, 2020 to Dec 18, 2020 · Waukesha, Wi
A••••••• A•••••••• L•• former
Sep 21, 2017 to Oct 29, 2018 · San Juan Capistrano, Ca
W••••••• C••••••• I••• independent RIA
Jun 16, 2011 to Jan 9, 2012 · Los Angeles, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 28, 2002 to Aug 10, 2004 · Mpls, Mn

Moves

a registration end followed by a registration begin elsewhere

G••••• V••• C•••••• M••••••••• L•• to no registered destination
left Dec 18, 2020 · Departure, no registered destination
A••••••• A•••••••• L•• to B•••••••• I••••••••• M••••••••• L••
left Oct 29, 2018, registered Aug 27, 2019 (302 days) · Other
W••••••• C••••••• I••• to A••••••• A•••••••• L••
left Jan 9, 2012, registered Sep 21, 2017 (2082 days) · Other
A••••••••• F•••••••• S•••••••• L•• to W••••••• C••••••• I•••
left Aug 10, 2004, registered Jun 16, 2011 (2501 days) · Other

Signals

C•••••• M•••• A•••••, registered through B•••••••• I••••••••• M••••••••• L•• (Los Angeles, CA), is a direct owner of Verdara Ppp LLC, an adviser first registered 2025-12-26
Dec 26, 2025 · Owner of a newly registered adviser · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address