K••• M•••••• M•••

• W•••• F•••• A••••••• wirehouse current
  since Apr 16, 2025 · Bozeman, Mt
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  Oct 4, 2019 to Apr 29, 2025 · Bozeman, Mt
• F•• S••••••••• C••••••••• former
  Nov 4, 2003 to Oct 10, 2019 · Bozeman, Mt
• W•••••• • R••• former
  Jun 11, 2001 to Nov 5, 2003 · Bozeman, Mt

• C•••••••• I••••••••• R••••••• A•••••••• I••• to W•••• F•••• A•••••••
  left Apr 29, 2025, registered Apr 16, 2025 (-13 days) · Affiliated broker-dealer or bank to wirehouse
• F•• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Oct 10, 2019, registered Oct 4, 2019 (-6 days) · corporate re-registration, not a move
• W•••••• • R••• to F•• S••••••••• C•••••••••
  left Nov 5, 2003, registered Nov 4, 2003 (-1 days) · Other

• ••• Locked
  Apr 29, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address