DFX Intelligence
RIA Intelligence
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Registered advisor
J•••• A•••••• J••••
Feed of 09/15/2026
At current firm
9 y
since Dec 9, 2016
In the industry
21 y
since Dec 14, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B•••••• L••• A••••••• S•••••••• I••• BD affiliated currentsince Dec 9, 2016 · West Des Moines, Ia
- C•••••••• F•••••••• G•••• A••••••• formerAug 21, 2012 to Dec 31, 2014 · West Des Moines, Ia
- P•••••••• S••••••••• I••• BD affiliatedDec 14, 2004 to Jun 18, 2007 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• F•••••••• G•••• A••••••• to B•••••• L••• A••••••• S•••••••• I•••left Dec 31, 2014, registered Dec 9, 2016 (709 days) · Other
- P•••••••• S••••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Jun 18, 2007, registered Aug 21, 2012 (1891 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address