RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• L••••••• F••••••
- G•••••••• F•••••••• A•••••••• L•• state registered currentsince Dec 23, 2010 · Millsboro, De
- P•••••• W••• F•••••••• C••••••••• I•• formerNov 4, 2009 to Dec 31, 2010 · Renton, Wa
- W•••• F•••• A••••••• wirehouseFeb 25, 2009 to Nov 4, 2009 · Old G••••••••, Ct
- P•••••• W••• F•••••••• C••••••••• I•• to G•••••••• F•••••••• A•••••••• L••left Dec 31, 2010, registered Dec 23, 2010 (-8 days) · Other
- W•••• F•••• A••••••• to P•••••• W••• F•••••••• C••••••••• I••left Nov 4, 2009, registered Nov 4, 2009 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address