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RIA Intelligence
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Registered advisor
R••• B•••• A•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
15 y
since Aug 2, 2011
In the industry
24 y
since Mar 19, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Aug 2, 2011 · Norfolk, Ne
- S••••••••• A•••••• A•••••••• I••• formerMar 6, 2009 to Aug 1, 2011 · La Vista, Ne
- W•••• F•••• I••••••••• L•• unclassifiedNov 30, 2006 to Mar 3, 2009 · Norfolk, Ne
- U•• F•••••••• S••••••• I••• wirehouseMar 19, 2002 to Jun 13, 2002 · Sioux Falls, Sd
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left Aug 1, 2011, registered Aug 2, 2011 (1 days) · Other
- W•••• F•••• I••••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Mar 3, 2009, registered Mar 6, 2009 (3 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• F•••• I••••••••• L••left Jun 13, 2002, registered Nov 30, 2006 (1631 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address