DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• A•••• H•••••

C•••••••• G••••• M•••••• I•••BD affiliatedJacksonville, Fl dual registrantIAPD 4320808

Feed of 09/15/2026

Also filed as J•••• A•••• H•••••

At current firm

3 y

since Jun 8, 2023

In the industry

25 y

since Jan 19, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Jun 8, 2023 · St Augustine, Fl
E•••••• A••••••• G••••• L•• BD affiliated
Aug 1, 2022 to Nov 23, 2022 · Jacksonville, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 6, 2010 to May 17, 2022 · Jacksonville Beach, Fl
M••••• K••••• • C••••••• L•• former
Nov 21, 2007 to Apr 23, 2010 · Jacksonville, Fl
I••••• F•••••••• C••••••••• former
May 24, 2005 to Nov 27, 2007 · Alachua, Fl
I••••• F•••••••• C••••••••• former
Apr 21, 2005 to May 11, 2005 · Alachula, Fl
O•••• I••••••••• I••• BD affiliated
Jun 16, 2004 to May 20, 2005 · Jonesville, Fl
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Jan 22, 2003 to Jun 21, 2004 · Lake City, Fl

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to C•••••••• G••••• M•••••• I•••
left Nov 23, 2022, registered Jun 8, 2023 (197 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••
left May 17, 2022, registered Aug 1, 2022 (76 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M••••• K••••• • C••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 23, 2010, registered Jul 6, 2010 (74 days) · Other
I••••• F•••••••• C••••••••• to M••••• K••••• • C••••••• L••
left Nov 27, 2007, registered Nov 21, 2007 (-6 days) · Other
O•••• I••••••••• I••• to I••••• F•••••••• C•••••••••
left May 20, 2005, registered Apr 21, 2005 (-29 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to O•••• I••••••••• I•••
left Jun 21, 2004, registered Jun 16, 2004 (-5 days) · Other

Signals

J•••• A•••• H••••• left E•••••• A••••••• G••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2023-06-08)
Nov 23, 2022 · Advisor changed firm · fact
J•••• A•••• H••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E•••••• A••••••• G••••• L•• (registered 2022-08-01)
May 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address