DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• G• G•••••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseBlue Bell, Pa dual registrantIAPD 4321417

Feed of 09/15/2026

Also filed as Mike G•••••••••

At current firm

1 y

since Aug 25, 2025

In the industry

25 y

since Feb 2, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Aug 25, 2025 · New York, Ny
R•• C•••••• M••••••• L•• national BD
Jan 18, 2023 to May 2, 2025 · Conshohocken, Pa
M••••• S•••••• wirehouse
Oct 11, 2019 to Feb 9, 2023 · West Conshohocken, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 20, 2006 to Oct 8, 2019 · Philadelphia, Pa

Moves

a registration end followed by a registration begin elsewhere

R•• C•••••• M••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 2, 2025, registered Aug 25, 2025 (115 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to R•• C•••••• M••••••• L••
left Feb 9, 2023, registered Jan 18, 2023 (-22 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Oct 8, 2019, registered Oct 11, 2019 (3 days) · Wirehouse to wirehouse

Signals

M•••••• G• G••••••••• left R•• C•••••• M••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-08-25)
May 2, 2025 · Advisor changed firm · fact
M•••••• G• G••••••••• left M••••• S•••••• for R•• C•••••• M••••••• L•• (registered 2023-01-18)
Feb 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address