DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Blas Steven Catalani
Feed of 09/14/2026
Also filed as Blas S Catalani
At current firm
3 y
since Oct 10, 2022
In the industry
32 y
since Dec 1, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Oct 10, 2022 · San Antonio, Tx
- Hilltop Securities Inc. BD affiliatedApr 21, 2006 to Oct 17, 2022 · San Antonio, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 21, 2005 to Apr 20, 2006 · San Antonio, Tx
- UBS Financial Services Inc. wirehouseAug 10, 2001 to Apr 15, 2005 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- Hilltop Securities Inc. to Wells Fargo Advisorsleft Oct 17, 2022, registered Oct 10, 2022 (-7 days) · Affiliated broker-dealer or bank to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Hilltop Securities Inc.left Apr 20, 2006, registered Apr 21, 2006 (1 days) · Other
- UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 15, 2005, registered Mar 21, 2005 (-25 days) · Wirehouse to wirehouse
Signals
- Blas Steven Catalani left Hilltop Securities Inc. for Wells Fargo Advisors (registered 2022-10-10)Oct 17, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address