RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• J••• M••••••
- P•••••••• G••••• A•••• M••••••••• L•• independent RIA currentsince Jan 2, 2026 · Havertown, Pa
- A••••••• W••••• M••••••••• L•• independent RIAFeb 9, 2018 to Jun 12, 2019 · Wilmington, De
- C•••••••• F••••••••• I••• BD affiliatedFeb 5, 2009 to Oct 3, 2013 · Wilmington, De
- A••••••• W••••• M••••••••• L•• formerMay 2, 2006 to Feb 9, 2018 · Wilmington, De
- T• A••••••••• I••• formerOct 24, 2003 to Apr 21, 2006 · King Of Prussia, Pa
- A••••••• W••••• M••••••••• L•• to P•••••••• G••••• A•••• M••••••••• L••left Jun 12, 2019, registered Jan 2, 2026 (2396 days) · RIA to RIA
- A••••••• W••••• M••••••••• L•• to C•••••••• F••••••••• I•••left Feb 9, 2018, registered Feb 5, 2009 (-3291 days) · Other
- C•••••••• F••••••••• I••• to A••••••• W••••• M••••••••• L••left Oct 3, 2013, registered Feb 9, 2018 (1590 days) · Other
- T• A••••••••• I••• to A••••••• W••••• M••••••••• L••left Apr 21, 2006, registered May 2, 2006 (11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address