RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• M••• W•••••••
- A•••••• W••••• L• independent RIA currentsince Jun 23, 2008 · Lake Oswego, Or
- A•• W••••• A•••••••• L• unclassifiedMar 10, 2005 to Jul 9, 2008 · Lake Oswego, Or
- K•• F•••••••• S•••••••• I•• formerAug 12, 2002 to Feb 11, 2005 · Scappoose, Or
- A•• W••••• A•••••••• L• to A•••••• W••••• L•left Jul 9, 2008, registered Jun 23, 2008 (-16 days) · Other
- K•• F•••••••• S•••••••• I•• to A•• W••••• A•••••••• L•left Feb 11, 2005, registered Mar 10, 2005 (27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address