DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aldrich Wealth LP
Legal name Aldrich Wealth, Limited Partnership
Latest filing Mar 5, 2026
First filing on the tape Nov 21, 2011 · 32 filings
SEC status approved since May 27, 2008
RAUM
$7.6B
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
64%
$4.9B individuals and HNW
Advisors
28
registered through the firm on IAPD
RAUM per advisor
$272M
derived; firm RAUM over IAPD count
Employees
42
26 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$7.6B as of Mar 5, 2026
Mar 29, 2012$500M then
HNW client RAUM$4.8B as of Mar 5, 2026
Mar 30, 2018$468M then
State-registered IARs (5.B.3)27 as of Mar 5, 2026
Mar 27, 201314 then
Employees (5.A)42 as of Mar 5, 2026
Mar 27, 201319 then
Private funds: no history
RAUM +18% over the last fiscal year+19% a year over threeIARs 29 to 27
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $272MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $12.3MderivedHNW RAUM over HNW clients
- Average account
- $3.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 33%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 5.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- -6.9%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $662M, 731 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.8B63%
- Pension and profit-sharing plans$2.2B29%
- Charitable organizations$311M4.1%
- Other investment advisers$128M1.7%
- Individuals$109M1.4%
- Corporations and businesses$59.9M0.8%
- Individual clients
- 264reported
- HNW clients
- 387reported
- Pension plan clients
- 113reported
- Charitable clients
- 3reported
- Accounts
- 2,477reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $662M for 731 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.64 fund_share=0.02 institutional_share=0.33 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
28 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Carl James PinkardCertified Financial Planner | Carlsbad, Ca | Jun 10, 2008 | 23 y | 4 |
| Darin Earl RichardsChartered Financial Analyst | Lake Oswego, Or | Jun 19, 2008 | 27 y | 1 |
| Abbey RollinsCertified Financial Planner | Lake Oswego, Or | Jun 19, 2008 | 24 y | 3 |
| Heather M.K. Wonderly | Lake Oswego, Or | Jun 23, 2008 | 25 y | 2 |
| Nicole Raemaeker Rice | Lake Oswego, Or | Sep 20, 2012 | 17 y | 1 |
| Neil Plein | Lake Oswego, Or | Jun 3, 2013 | 15 y | 1 |
| Kayla Kristine CookCertified Financial Planner | Lake Oswego, Or | Jan 5, 2015 | 13 y | 0 |
| Casey Alan Mckillip | Lake Oswego, Or | Jul 14, 2017 | 18 y | 1 |
| Tawny Marie RamonesCertified Financial Planner | Lake Oswego, Or | Apr 30, 2020 | 12 y | 0 |
| Christopher John Van DykeChartered Financial Analyst | Lake Oswego, Or | Jan 28, 2021 | 14 y | 0 |
| Erik Kristopher Strong | Carlsbad, Ca | Feb 18, 2021 | 21 y | 3 |
| Isaiah Richard SmithCertified Financial Planner | Lake Oswego, Or | Mar 3, 2021 | 16 y | 0 |
| Kelsey Emerson WalkerCertified Financial Planner | Lake Oswego, Or | May 7, 2021 | 10 y | 0 |
| Jackson O'Neill DavisCertified Financial Planner | Lake Oswego, Or | Mar 25, 2022 | 15 y | 0 |
| Luan Drosso Dollens | Lake Oswego, Or | May 5, 2022 | 35 y | 2 |
| Daniel Jason Horowitz | Lake Oswego, Or | Aug 5, 2022 | 13 y | 0 |
| Joseph Edward StraussChartered Financial Analyst | Lake Oswego, Or | Dec 13, 2022 | 10 y | 2 |
| Clarissa Sandrine Tawel | Lake Oswego, Or | Jan 19, 2023 | 11 y | 3 |
| Christopher Stewart McnabbCertified Financial Planner | Lake Oswego, Or | Apr 13, 2023 | 10 y | 1 |
| Anthony Joseph HutchinsonChartered Financial Analyst | Lake Oswego, Or | Oct 8, 2024 | 13 y | 0 |
| Kevin Scott BarchusPersonal Financial Specialist | Lake Oswego, Or | Nov 11, 2024 | 28 y | 1 |
| Yule Derek Schrock | Lake Oswego, Or | Dec 9, 2024 | 10 y | 0 |
| Kathy Jean Peterson | Lake Oswego, Or | Jan 1, 2025 | 36 y | 0 |
| Marcus William David | Lake Oswego, Or | May 12, 2025 | 10 y | 0 |
| Jarrod Taylor BrooksherCertified Financial Planner | San Diego, Ca | Jun 27, 2025 | 10 y | 3 |
| Ryan Alexander Martinez | Carlsbad, Ca | Jan 16, 2026 | 10 y | 0 |
| Grace Isabel Hornecker | Lake Oswego, Or | Apr 24, 2026 | 10 y | 0 |
| Tavin Logan Blair | Lake Oswego, Or | Sep 8, 2026 | 13 y | 2 |
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 7.1% of current headcount8 left over 36 months
Left, latest
- Miles Panako Lewis to Becker Capital Management, Inc.Jul 7, 2026 · RIA to RIA
- Travis John Schiele to Quantum Financial Planning Services, Inc.Apr 17, 2026 · RIA to RIA
- Cynthia Edythe Gatlin to Stratos Wealth Partners, LtdSep 8, 2025 · RIA to affiliated broker-dealer or bank
- Thomas Edward Gilbers to LPL Financial LLCJul 1, 2025 · RIA to affiliated broker-dealer or bank
- Sydney Paige Van Baest to LPL Financial LLCJun 17, 2025 · RIA to affiliated broker-dealer or bank
- Matthew Alfonso Casatico to Choreo, LLCMay 2, 2025 · RIA to RIA
- Camille Joanne Bouvet to Root Financial PartnersJan 22, 2025 · RIA to RIA
- Thomas Elliot to Fidelity Personal And Workplace AdvisorsSep 5, 2024 · RIA to affiliated broker-dealer or bank
- Jorge Luis Rosas to Empirical Wealth ManagementSep 12, 2023 · RIA to RIA
- Taylor Winston Hindle to MarinerJul 18, 2023 · RIA to affiliated broker-dealer or bank
- Tyler P Conroy to Ferguson Wellman Capital Management, Inc.Mar 16, 2023 · RIA to RIA
- John Hogan Wendland to M Holdings Securities, Inc.Aug 16, 2022 · RIA to affiliated broker-dealer or bank
- David Teninty Clawson to Wells Fargo AdvisorsFeb 3, 2022 · RIA to wirehouse
- Jonathan Kyle Metz to Deschutes Investment Consulting, LLCJan 19, 2022 · RIA to RIA
- Stephen Hollister Nelson to Birchwood CapitalSep 25, 2020 · RIA to a state-registered adviser
Joined, latest
- Tavin Logan Blair from Adero Partners, LLCSep 8, 2026 · RIA to RIA
- Jarrod Taylor Brooksher from Schwab Wealth Advisory, Inc.Jun 27, 2025 · Other
- Kevin Scott Barchus from Akt Wealth Advisors, LPNov 11, 2024 · Other
- Cynthia Edythe Gatlin from Cmg Capital Management Group, Inc.Feb 15, 2024 · RIA to RIA
- Camille Joanne Bouvet from Origin Investment Advisory LLCFeb 7, 2024 · RIA to RIA
- Thomas Elliot from M Holdings Securities, Inc.Sep 20, 2023 · Affiliated broker-dealer or bank to independent RIA
- Jorge Luis Rosas from Brighton Jones LLCJun 2, 2023 · RIA to RIA
- Christopher Stewart Mcnabb from Parcion Private Wealth LLCApr 13, 2023 · RIA to RIA
- Clarissa Sandrine Tawel from Tru Independence Asset Management 2, LLCJan 19, 2023 · RIA to RIA
- Joseph Edward Strauss from MarinerDec 13, 2022 · Affiliated broker-dealer or bank to independent RIA
- Miles Panako Lewis from Tru Independence Asset Management, LLCMay 13, 2022 · RIA to RIA
- Luan Drosso Dollens from M Holdings Securities, Inc.May 5, 2022 · Affiliated broker-dealer or bank to independent RIA
- Matthew Alfonso Casatico from Ameritas Advisory Services, LLCFeb 24, 2022 · Affiliated broker-dealer or bank to independent RIA
- David Teninty Clawson from Td Ameritrade, Inc.Oct 20, 2021 · Other
- Taylor Winston Hindle from "Tate Asset Management" And "Dco Wealth Management"Mar 31, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Scott Kevin Barchus · Principalcontrolsince 06/1998 · owns less than 5%
- James Carl Pinkard · Principal/Vice Presidentcontrolsince 01/2013 · owns less than 5%
- Raemaeker Nicole Rice · Principalcontrolsince 01/2019 · owns less than 5%
- Earl Darin Richards · Chief Investment Officer/Principalcontrolsince 04/2004 · owns less than 5%
- Abbey Rollins · Principalcontrolsince 01/2022 · owns less than 5%
- M.K. Heather Wonderly · President/Principalcontrolsince 09/2024 · owns less than 5%
- Kristine Kayla Cook · Principalsince 01/2025 · owns less than 5%
- Drosso Luan Dollens · Ccosince 01/2023 · owns less than 5%
- Harper Lucas Zettle · Chief Financial Officersince 11/2017 · owns less than 5%
Entity owners
- Akt Services, Llp · Limited Partnerdirect · owns 75% or more
- Aldrich Services Llp · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Akt Business Services Pvt LtdinsuranceLP sponsorn
- Aldrich Capital Advisors LPinsurancen
- Aldrich Cpa'S And Advisors Llpinsurancen
- Aldrich Retirement Solutions LPLP sponsorn
- Pacific Coast Capital, LLCbroker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lake Oswego, Or · principal | 26 | 2 | 2 | ||
| Carlsbad, Ca | 5 | 1 | 0 | ||
| Beaverton, Or | 0 | 0 | 0 | ||
| Carlsbad,, Ca | 0 | 0 | 0 | ||
| Kirkwood, Mo | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Carlsbad, CA5 employees
- Salem, OR
- San Diego, CA
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 5, 2026WONDERLY, HEATHER, M.K. (PRESIDENT/PRINCIPAL) left Schedule A between the filings of 2023-03-29 and 2026-03-05peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- State-registered IARs · 29 to 27Feb 19, 2026 to Mar 5, 2026
- Accounts · 2,435 to 2,477Feb 19, 2026 to Mar 5, 2026
- Advisory employees · 29 to 26Feb 19, 2026 to Mar 5, 2026
- Charity clients · 8 to 3Feb 19, 2026 to Mar 5, 2026
- Corporate clients · 12 to 15Feb 19, 2026 to Mar 5, 2026
- HNW clients · 408 to 387Feb 19, 2026 to Mar 5, 2026
- Individual clients · 320 to 264Feb 19, 2026 to Mar 5, 2026
- Pension plan clients · 109 to 113Feb 19, 2026 to Mar 5, 2026
- Assets in custody · $514M to $662MFeb 19, 2026 to Mar 5, 2026
- Employees · 46 to 42Feb 19, 2026 to Mar 5, 2026
- Discretionary RAUM · $6.0B to $6.4BFeb 19, 2026 to Mar 5, 2026
- HNW RAUM · $3.5B to $4.8BFeb 19, 2026 to Mar 5, 2026
- Individual RAUM · $116M to $109MFeb 19, 2026 to Mar 5, 2026
- Non-discretionary RAUM · $477M to $1.2BFeb 19, 2026 to Mar 5, 2026
- Pension RAUM · $2.0B to $2.2BFeb 19, 2026 to Mar 5, 2026
- RAUM · $6.5B to $7.6BFeb 19, 2026 to Mar 5, 2026
- Accounts · 2,352 to 2,435Jan 14, 2025 to Mar 24, 2025
- Advisory employees · 27 to 29Jan 14, 2025 to Mar 24, 2025
- Charity clients · unset to 8.0Jan 14, 2025 to Mar 24, 2025
- Corporate clients · 9 to 12Jan 14, 2025 to Mar 24, 2025
- HNW clients · 412 to 408Jan 14, 2025 to Mar 24, 2025
- Individual clients · 203 to 320Jan 14, 2025 to Mar 24, 2025
- Pension plan clients · 108 to 109Jan 14, 2025 to Mar 24, 2025
- Assets in custody · $894M to $514MJan 14, 2025 to Mar 24, 2025
- Employees · 40 to 46Jan 14, 2025 to Mar 24, 2025
- Financial planning clients · 11-25 to 11-25Jan 14, 2025 to Mar 24, 2025
- State-registered IARs · 27 to 29Jan 14, 2025 to Mar 24, 2025
- Other offices · 3 to 4Jan 14, 2025 to Mar 24, 2025
- Discretionary RAUM · $5.1B to $6.0BJan 14, 2025 to Mar 24, 2025
- HNW RAUM · $3.3B to $3.5BJan 14, 2025 to Mar 24, 2025
- Individual RAUM · $44.3M to $116MJan 14, 2025 to Mar 24, 2025
- Non-discretionary RAUM · $441M to $477MJan 14, 2025 to Mar 24, 2025
- Pension RAUM · $1.8B to $2.0BJan 14, 2025 to Mar 24, 2025
- RAUM · $5.6B to $6.5BJan 14, 2025 to Mar 24, 2025
- Accounts · 2,189 to 2,352Aug 30, 2023 to Mar 26, 2024
- Advisory employees · 24 to 27Aug 30, 2023 to Mar 26, 2024
- Corporate clients · 7 to 9Aug 30, 2023 to Mar 26, 2024
- HNW clients · 386 to 412Aug 30, 2023 to Mar 26, 2024
- Individual clients · 219 to 203Aug 30, 2023 to Mar 26, 2024
- Pension plan clients · 121 to 108Aug 30, 2023 to Mar 26, 2024
Signals
21 dated events
- Miles Panako Lewis left Aldrich Wealth Lp for Becker Capital Management, Inc. (registered 2026-07-29)Jul 7, 2026 · Advisor changed firm · fact
- Travis John Schiele left Aldrich Wealth Lp for Quantum Financial Planning Services, Inc. (registered 2026-04-23)Apr 17, 2026 · Advisor changed firm · fact
- Cynthia Edythe Gatlin left Aldrich Wealth Lp for Stratos Wealth Partners, Ltd (registered 2025-10-09)Sep 8, 2025 · Advisor changed firm · fact
- Thomas Edward Gilbers left Aldrich Wealth Lp for Lpl Financial Llc (registered 2025-09-16)Jul 1, 2025 · Advisor changed firm · fact
- Sydney Paige Van Baest left Aldrich Wealth Lp for Lpl Financial Llc (registered 2025-07-03)Jun 17, 2025 · Advisor changed firm · fact
- Matthew Alfonso Casatico left Aldrich Wealth Lp for Choreo, Llc (registered 2025-05-21)May 2, 2025 · Advisor changed firm · fact
- Camille Joanne Bouvet left Aldrich Wealth Lp for Root Financial Partners (registered 2025-04-21)Jan 22, 2025 · Advisor changed firm · fact
- Thomas Elliot left Aldrich Wealth Lp for Fidelity Personal And Workplace Advisors (registered 2024-10-07)Sep 5, 2024 · Advisor changed firm · fact
- Jorge Luis Rosas left Aldrich Wealth Lp for Empirical Wealth Management (registered 2026-01-06)Sep 12, 2023 · Advisor changed firm · fact
- Taylor Winston Hindle left Aldrich Wealth Lp for Mariner (registered 2023-07-31)Jul 18, 2023 · Advisor changed firm · fact
- Abbey Rollins (Principal) appeared on Schedule A of Aldrich Wealth LpMar 29, 2023 · Control person joined · fact
- Tyler P Conroy left Aldrich Wealth Lp for Ferguson Wellman Capital Management, Inc. (registered 2023-04-10)Mar 16, 2023 · Advisor changed firm · fact
- John Hogan Wendland left Aldrich Wealth Lp for M Holdings Securities, Inc. (registered 2022-10-05)Aug 16, 2022 · Advisor changed firm · fact
- David Teninty Clawson left Aldrich Wealth Lp for Wells Fargo Advisors (registered 2022-07-29)Feb 3, 2022 · Advisor changed firm · fact
- Jonathan Kyle Metz left Aldrich Wealth Lp for Deschutes Investment Consulting, Llc (registered 2022-04-12)Jan 19, 2022 · Advisor changed firm · fact
- Aldrich Wealth Lp reported RAUM $4.2B, up 109% from $2.0B (2020-11-13 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- Raemaeker Nicole Rice (Principal) appeared on Schedule A of Aldrich Wealth LpMar 30, 2020 · Control person joined · fact
- M.K. Heather Wonderly (Principal) appeared on Schedule A of Aldrich Wealth LpMar 22, 2019 · Control person joined · fact
- Aldrich Wealth Lp reported RAUM $1.6B, up 33% from $1.2B (2018-05-23 to 2019-03-22)Mar 22, 2019 · RAUM change · derived
- Michael Stephen Tatone (Vice President) no longer on Schedule A of Aldrich Wealth Lp (listed 2018-05-23, absent 2019-03-22)Mar 22, 2019 · Control person left · inference
- Aldrich Wealth Lp reported RAUM $1.3B, up 40% from $930.3M (2017-01-30 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Aldrich Wealth LP · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 888-299-3102reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/ALDRICH-WEALTHreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WEALTHADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 503-620-5329reportedpublic record, Form ADV, Mar 5, 2026
- Contact form
- wealthadvisors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- wealthadvisors.com/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $272Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026