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Registered advisor
J••••• S••• A•••••
Feed of 09/14/2026
Also filed as J••••• S A•••••
At current firm
8 y
since Nov 1, 2017
In the industry
23 y
since Dec 5, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 1, 2017 · Westlake, Oh
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMay 28, 2009 to Nov 6, 2017 · Fairview Park, Oh
- D••••• W••••• M••••••••• unclassifiedMay 3, 2007 to May 22, 2009 · Cleveland, Oh
- C••••• A••••••• L•• formerMar 24, 2006 to Mar 23, 2009 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 6, 2017, registered Nov 1, 2017 (-5 days) · Other · moved with a team
- D••••• W••••• M••••••••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left May 22, 2009, registered May 28, 2009 (6 days) · Other
- C••••• A••••••• L•• to D••••• W••••• M•••••••••left Mar 23, 2009, registered May 3, 2007 (-690 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address