DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Claude Daniel Gianetto

Principal Advised ServicesBD affiliatedSt. Louis, Modual registrantIAPD 4322447

Feed of 09/14/2026

Also filed as Dan Gianetto

At current firm

1 y

since Oct 14, 2024

In the industry

25 y

since Sep 10, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Principal Advised Services BD affiliated current
since Oct 14, 2024 · St. Louis, Mo
Citigroup Global Markets Inc. BD affiliated
Mar 2, 2022 to Apr 5, 2024 · O'Fallon, Mo
Wells Fargo Advisors wirehouse
Aug 22, 2018 to Feb 23, 2022 · St. Louis, Mo
Td Ameritrade Investment Management, LLC former
Mar 16, 2018 to Apr 2, 2018 · St. Louis, Mo
Td Ameritrade, Inc. former
Mar 15, 2018 to Apr 2, 2018 · St. Louis, Mo
Scottrade Investment Management former
May 31, 2016 to Mar 24, 2018 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Citigroup Global Markets Inc. to Principal Advised Services
left Apr 5, 2024, registered Oct 14, 2024 (192 days) · Affiliated broker-dealer or bank to another · moved with a team
Wells Fargo Advisors to Citigroup Global Markets Inc.
left Feb 23, 2022, registered Mar 2, 2022 (7 days) · Wirehouse to affiliated broker-dealer or bank
Td Ameritrade Investment Management, LLC to Wells Fargo Advisors
left Apr 2, 2018, registered Aug 22, 2018 (142 days) · RIA to wirehouse · moved with a team
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Apr 2, 2018, registered Mar 16, 2018 (-17 days) · channel change inside one enterprise, not a move · moved with a team
Scottrade Investment Management to Td Ameritrade, Inc.
left Mar 24, 2018, registered Mar 15, 2018 (-9 days) · channel change inside one enterprise, not a move

Signals

Claude Daniel Gianetto left Citigroup Global Markets Inc. for Principal Advised Services (registered 2024-10-14)
Apr 5, 2024 · Advisor changed firm · fact
Claude Daniel Gianetto left Wells Fargo Advisors for Citigroup Global Markets Inc. (registered 2022-03-02)
Feb 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address