RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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P•••• A• S•••••••
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Mar 27, 2026 · Willoughby Hills, Oh
- S•••••• W••••• P•••••••• L•• BD affiliatedMar 7, 2016 to Mar 30, 2026 · Willoughby Hills, Oh
- S•••••• W••••• P•••••••• L•• BD affiliatedJan 12, 2016 to Mar 7, 2016 · Beachwood, Oh
- L•• F•••••••• L•• BD affiliatedJun 30, 2006 to Sep 8, 2016 · Cleveland, Oh
- S•••••• W••••• P•••••••• L•• to I••••••••• F•••••••• G••••• L••left Mar 30, 2026, registered Mar 27, 2026 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to S•••••• W••••• P•••••••• L••left Sep 8, 2016, registered Jan 12, 2016 (-240 days) · Other · moved with a team
- P•••• A• S••••••• left S•••••• W••••• P•••••••• L•• for I••••••••• F•••••••• G••••• L•• (registered 2026-03-27)Mar 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address