RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• T•••• H•••••
- M••••• S•••••• wirehouse currentsince Mar 12, 2012 · Pensacola, Fl
- M••••• K••••• • C••••••• L•• formerFeb 13, 2007 to Feb 21, 2012 · Pensacola, Fl
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedJul 10, 2003 to Feb 20, 2007 · Birmingham, Al
- A•••••• I••••••••• S•••••••• I••• unclassifiedJan 31, 2003 to Jul 22, 2003 · Pensacola, Fl
- M••••• K••••• • C••••••• L•• to M••••• S••••••left Feb 21, 2012, registered Mar 12, 2012 (20 days) · Other
- A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••left Feb 20, 2007, registered Feb 13, 2007 (-7 days) · corporate re-registration, not a move
- A•••••• I••••••••• S•••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••left Jul 22, 2003, registered Jul 10, 2003 (-12 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address