DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel James Luke
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Sep 15, 2023
In the industry
25 y
since Jan 20, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Diversify Wealth Management, LLC independent RIA currentsince Mar 4, 2024 · South Jordan, Ut
- Diversify Advisory Services, LLC BD affiliated currentsince Sep 15, 2023 · South Jordan, Ut
- Diversify Wealth Management, Inc. unclassifiedDec 20, 2013 to Nov 16, 2015 · South Jordan, Ut
- Diversify Wealth Management LLC formerOct 17, 2011 to Oct 6, 2014 · South Jordan, Ut
- Ailsa Capital, Inc. formerJan 30, 2006 to Aug 26, 2011 · South Jordan, Ut
- Mony Securities Corporation unclassifiedFeb 3, 2004 to Aug 6, 2004 · Midvale, Ut
Moves
a registration end followed by a registration begin elsewhere
- Diversify Wealth Management, Inc. to Diversify Advisory Services, LLCleft Nov 16, 2015, registered Sep 15, 2023 (2860 days) · Other · moved with a team
- Diversify Wealth Management LLC to Diversify Wealth Management, Inc.left Oct 6, 2014, registered Dec 20, 2013 (-290 days) · Other
- Ailsa Capital, Inc. to Diversify Wealth Management LLCleft Aug 26, 2011, registered Oct 17, 2011 (52 days) · Other
- Mony Securities Corporation to Ailsa Capital, Inc.left Aug 6, 2004, registered Jan 30, 2006 (542 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address