DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• F•• A•••• M••••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Sep 5, 2019 · 12 filings
SEC status approved since Oct 3, 2019
RAUM
$257M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$254M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$129M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$257M as of Mar 17, 2026
Feb 13, 2020$132M then
HNW client RAUM$199M as of Mar 17, 2026
Feb 13, 2020$89.5M then
State-registered IARs (5.B.3)2 as of Mar 17, 2026
Feb 13, 20201 then
Employees (5.A)6 as of Mar 17, 2026
Feb 13, 20205 then
Private funds: no history
RAUM +12% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $129MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 142derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $273,846derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$199M77%
- Individuals$55.1M21%
- Pension and profit-sharing plans$2.9M1.1%
- Individual clients
- 200reported
- HNW clients
- 84reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 939reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• A••••• B•••• | Palm Beach Gardens, Fl | Oct 3, 2008 | 24 y | 4 |
| D••••• R••••• H•••••••• | Palm Beach Gardens, Fl | Jan 1, 2025 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••• A••••• B•••• from J• W• C••• A•••••••• I•••Oct 3, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• P••••• A••••• · President Chief Compliance Officercontrolsince 08/2008 · owns 75% or more
Related persons
Schedule D 7.A
- B•••• F•••••••• G••••• L••real estaten
- B•••• L••••• P••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Palm Beach Gardens, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,315 to 939Mar 27, 2025 to Mar 17, 2026
- HNW clients · 72 to 84Mar 27, 2025 to Mar 17, 2026
- Individual clients · 212 to 200Mar 27, 2025 to Mar 17, 2026
- Discretionary RAUM · $229M to $257MMar 27, 2025 to Mar 17, 2026
- HNW RAUM · $170M to $199MMar 27, 2025 to Mar 17, 2026
- Individual RAUM · $57.1M to $55.1MMar 27, 2025 to Mar 17, 2026
- Pension RAUM · $2.2M to $2.9MMar 27, 2025 to Mar 17, 2026
- RAUM · $229M to $257MMar 27, 2025 to Mar 17, 2026
- Accounts · 899 to 1,315Feb 26, 2024 to Mar 27, 2025
- HNW clients · 63 to 72Feb 26, 2024 to Mar 27, 2025
- Individual clients · 207 to 212Feb 26, 2024 to Mar 27, 2025
- Employees · 7 to 6Feb 26, 2024 to Mar 27, 2025
- Financial planning clients · 1-10 to 1-10Feb 26, 2024 to Mar 27, 2025
- Discretionary RAUM · $193M to $229MFeb 26, 2024 to Mar 27, 2025
- HNW RAUM · $135M to $170MFeb 26, 2024 to Mar 27, 2025
- Individual RAUM · $56.5M to $57.1MFeb 26, 2024 to Mar 27, 2025
- Pension RAUM · $1.7M to $2.2MFeb 26, 2024 to Mar 27, 2025
- RAUM · $193M to $229MFeb 26, 2024 to Mar 27, 2025
- Accounts · 851 to 899Mar 28, 2023 to Feb 26, 2024
- HNW clients · 56 to 63Mar 28, 2023 to Feb 26, 2024
- Individual clients · 206 to 207Mar 28, 2023 to Feb 26, 2024
- Employees · 6 to 7Mar 28, 2023 to Feb 26, 2024
- Discretionary RAUM · $174M to $193MMar 28, 2023 to Feb 26, 2024
- HNW RAUM · $117M to $135MMar 28, 2023 to Feb 26, 2024
- Individual RAUM · $56.2M to $56.5MMar 28, 2023 to Feb 26, 2024
- Pension RAUM · $1.3M to $1.7MMar 28, 2023 to Feb 26, 2024
- RAUM · $174M to $193MMar 28, 2023 to Feb 26, 2024
- Accounts · 788 to 851Mar 14, 2022 to Mar 1, 2023
- Advisory employees · 1 to 2Mar 14, 2022 to Mar 1, 2023
- HNW clients · 60 to 56Mar 14, 2022 to Mar 1, 2023
- Individual clients · 185 to 206Mar 14, 2022 to Mar 1, 2023
- Employees · 5 to 6Mar 14, 2022 to Mar 1, 2023
- State-registered IARs · 1 to 2Mar 14, 2022 to Mar 1, 2023
- Discretionary RAUM · $188M to $174MMar 14, 2022 to Mar 1, 2023
- HNW RAUM · $136M to $117MMar 14, 2022 to Mar 1, 2023
- Individual RAUM · $51.3M to $56.2MMar 14, 2022 to Mar 1, 2023
- Non-discretionary RAUM · $1.6M to $0Mar 14, 2022 to Mar 1, 2023
- Pension RAUM · $1.6M to $1.3MMar 14, 2022 to Mar 1, 2023
- RAUM · $189M to $174MMar 14, 2022 to Mar 1, 2023
- Accounts · 727 to 788Mar 12, 2021 to Mar 14, 2022
Signals
1 dated events
- C••••• F•• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 5, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 561-625-0900reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 561-625-0940reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/center-for-asset-management-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- cf-am.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-625-0900reportedpublic record, Form ADV, Mar 17, 2026
- Team page
- cf-am.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $129Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026