RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- P••••••••• F•••••••• independent RIA currentsince Dec 10, 2021 · Eldridge, Ia
- P••••••••• F•••••••• S••••••• unclassifiedOct 1, 2010 to Dec 31, 2021 · Davenport, Ia
- L•• F•••••••• L•• BD affiliatedSep 30, 2010 to Dec 31, 2021 · Davenport, Ia
- S••••••• F•••••••• S•••••••• I••• formerJan 12, 2007 to Oct 1, 2010 · West Des Moines, Ia
- P••••••••• F•••••••• S••••••• to P••••••••• F••••••••left Dec 31, 2021, registered Dec 10, 2021 (-21 days) · Other · moved with a team
- L•• F•••••••• L•• to P••••••••• F•••••••• S•••••••left Dec 31, 2021, registered Oct 1, 2010 (-4109 days) · Other
- S••••••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Oct 1, 2010, registered Sep 30, 2010 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address