RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••••• S•• O••••••••
- G• W••••• M••••••••• independent RIA currentsince Nov 8, 2017 · Eugene, Or
- C•••••••• F••••••••• I••• BD affiliatedOct 1, 2012 to Oct 31, 2017 · Eugene, Or
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerNov 10, 2009 to Oct 9, 2012 · Eugene, Or
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 19, 2007 to Nov 2, 2009 · Washougal, Wa
- C•••••••• F••••••••• I••• to G• W••••• M•••••••••left Oct 31, 2017, registered Nov 8, 2017 (8 days) · Other
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to C•••••••• F••••••••• I•••left Oct 9, 2012, registered Oct 1, 2012 (-8 days) · Other
- V••• F•••••••• A•••••••• I••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Nov 2, 2009, registered Nov 10, 2009 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address