DFX Intelligence
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Registered advisor
J••• B•••• O•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••••• B•••• O•••••
At current firm
5 y
since Jun 7, 2021
In the industry
25 y
since Jun 28, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• BD affiliated currentsince Jun 7, 2021 · Corte Madera, Ca
- G•• T• G•• F•••••••• unclassifiedAug 8, 2018 to Dec 31, 2021 · Rohnert Park, Ca
Moves
a registration end followed by a registration begin elsewhere
- G•• T• G•• F•••••••• to M••••••left Dec 31, 2021, registered Jun 7, 2021 (-207 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address