RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• T••••• B••••••••
- F••••• I••••••••• independent RIA currentsince Oct 3, 2008 · Camas, Wa
- B••• O•• S••••••••• C••••••••• unclassifiedMar 6, 2003 to Aug 21, 2003 · Sandy, Ut
- O•••• F•• I••• formerJun 6, 2001 to Feb 3, 2003 · Salt Lake City, Ut
- B••• O•• S••••••••• C••••••••• to F••••• I•••••••••left Aug 21, 2003, registered Oct 3, 2008 (1870 days) · Other
- O•••• F•• I••• to B••• O•• S••••••••• C•••••••••left Feb 3, 2003, registered Mar 6, 2003 (31 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address