RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• M•••••• C•••••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Feb 22, 2018 · Menlo Park, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedAug 4, 2014 to Aug 3, 2016 · Morgan Hill, Ca
- L•• F•••••••• L•• BD affiliatedMar 7, 2012 to Aug 7, 2014 · Battle Creek, Mi
- C••• B•••••••• S•••••••• I••• formerJul 16, 2009 to Mar 5, 2012 · Waverly, Ia
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 9, 2005 to Sep 2, 2005 · Kalamazoo, Mi
- U••• B•••••• A•••••••• L•• to G••••• R••••••••• P••••••• L••left Aug 3, 2016, registered Feb 22, 2018 (568 days) · Other
- L•• F•••••••• L•• to U••• B•••••• A•••••••• L••left Aug 7, 2014, registered Aug 4, 2014 (-3 days) · Other
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 5, 2012, registered Mar 7, 2012 (2 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to C••• B•••••••• S•••••••• I•••left Sep 2, 2005, registered Jul 16, 2009 (1413 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address