K•••••• W•••• P•••••

• O•••• W•••••• I••• BD affiliated current
  since Aug 23, 2024 · Orlando, Fl
• T•••• A•••••••• L•• former
  Apr 15, 2010 to Aug 23, 2024 · Orlando, Fl
• G•••••••• F••••••••• I•• unclassified
  Apr 28, 2005 to Mar 26, 2010 · Orlando, Fl
• E•••••••• A•••••••• L•• national BD
  Jun 26, 2003 to May 3, 2005 · Orlando, Fl
• A•••••• A••••••• S••••••• former
  Oct 2, 2001 to Jun 11, 2003 · Orlando, Fl

• T•••• A•••••••• L•• to O•••• W•••••• I•••
  left Aug 23, 2024, registered Aug 23, 2024 (0 days) · corporate re-registration, not a move
• G•••••••• F••••••••• I•• to T•••• A•••••••• L••
  left Mar 26, 2010, registered Apr 15, 2010 (20 days) · Other
• E•••••••• A•••••••• L•• to G•••••••• F••••••••• I••
  left May 3, 2005, registered Apr 28, 2005 (-5 days) · Other
• A•••••• A••••••• S••••••• to E•••••••• A•••••••• L••
  left Jun 11, 2003, registered Jun 26, 2003 (15 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address