RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• A••• W•••••••
- C•••••••• F••••••••• I••• BD affiliated currentsince Apr 7, 2014 · Queenstown, Md
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedApr 13, 2009 to Feb 25, 2014 · Springfield, Or
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 24, 2005 to Apr 2, 2009 · Eugene, Or
- M•• F•••••••• S•••••••• I••• formerJan 29, 2004 to Jan 3, 2005 · Lake Oswego, Or
- M••••• S•••••• D• I••• unclassifiedAug 22, 2001 to Feb 26, 2003 · Boise, Id
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to C•••••••• F••••••••• I•••left Feb 25, 2014, registered Apr 7, 2014 (41 days) · Other
- V••• F•••••••• A•••••••• I••• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Apr 2, 2009, registered Apr 13, 2009 (11 days) · Other
- M•• F•••••••• S•••••••• I••• to V••• F•••••••• A•••••••• I•••left Jan 3, 2005, registered Jan 24, 2005 (21 days) · Other
- M••••• S•••••• D• I••• to M•• F•••••••• S•••••••• I•••left Feb 26, 2003, registered Jan 29, 2004 (337 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address