RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• M••• M•••••••
- B••••••••• W••••• A•••••••• L•• no RAUM currentsince Jan 5, 2026 · Wheaton, Il
- B••••••••• W••••• A•••••••• L•• no RAUMAug 18, 2014 to Dec 20, 2018 · Vista, Ca
- D••••• H•••• F••••••••• I••• unclassifiedSep 12, 2008 to Dec 31, 2012 · Escondido, Ca
- S••••••••• F••••••••• I••• unclassifiedNov 1, 2007 to Dec 1, 2008 · Fresno, Ca
- P••••••••• S••••••••• C••••••••• independent RIAJun 12, 2002 to Oct 31, 2007 · Escondido, Ca
- D••••• H•••• F••••••••• I••• to B••••••••• W••••• A•••••••• L••left Dec 31, 2012, registered Aug 18, 2014 (595 days) · Other
- S••••••••• F••••••••• I••• to D••••• H•••• F••••••••• I•••left Dec 1, 2008, registered Sep 12, 2008 (-80 days) · Other
- P••••••••• S••••••••• C••••••••• to S••••••••• F••••••••• I•••left Oct 31, 2007, registered Nov 1, 2007 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address