RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• J• F•••••
- G••••••• W••••• P•••••••• L•• independent RIA currentsince Sep 25, 2025 · Red Bank, Nj
- P••• A••••• S••••••••• L•• BD affiliated currentsince Apr 8, 2019 · Staten Island, Ny
- F•••••••• A••••••• S•••••••• L•• formerOct 7, 2014 to Nov 5, 2018 · Edison, Nj
- F•••••••• A••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Nov 5, 2018, registered Apr 8, 2019 (154 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address