RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••••• W•••••• B•••••••••
- Title
- Director of Trading, Chief Compliance Officerreportedifsadvisors.comfirm site, Sep 16, 2026
- Partner or owner
- “In 2006 Larry co-founded I•••••• F•••••••• S••••••• with his partner Pete Martinez, serving as the Investment Manager and Chief Compliance Officer.”reportedifsadvisors.comthe sentence on the bio page
- Investment committee
- “He is the co-chairman of the Firm’s investment committee and is a member of the Market Technician’s Association (MTA).”reportedifsadvisors.comthe sentence on the bio page
- Business email
- larry@ifsadvisors.comreportedifsadvisors.comfirm site, Sep 16, 2026
- Professional profile
- ifsadvisors.com/team/larry-broxtermanreportedifsadvisors.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- I•••••• F•••••••• S••••••• independent RIA currentsince Oct 21, 2008 · Overland Park, Ks
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerApr 17, 2006 to Nov 3, 2017 · Overland, Ks
- N•• E•••••• S••••••••• C••••••••• formerMar 30, 2005 to Apr 18, 2006 · Overland Park, Ks
- N•• E•••••• S••••••••• C••••••••• formerJun 19, 2003 to Mar 30, 2005 · Overland Park, Ks
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to I•••••• F•••••••• S•••••••left Nov 3, 2017, registered Oct 21, 2008 (-3300 days) · Other · moved with a team
- N•• E•••••• S••••••••• C••••••••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Apr 18, 2006, registered Apr 17, 2006 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address