DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christian A Ach
Feed of 09/14/2026
At current firm
22 y
since Sep 29, 2003
In the industry
25 y
since Mar 15, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Sep 29, 2003 · San Francisco, Ca
- Oppenheimer Asset Management BD affiliatedApr 15, 2003 to Sep 30, 2003 · New York, Ny
- Oppenheimer & Co. Inc. BD affiliatedJan 3, 2003 to Apr 15, 2003 · San Francisco, Ca
- Cibc World Markets Corp. unclassifiedMay 31, 2002 to Jan 3, 2003 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Oppenheimer Asset Management to J.P. Morgan Securities LLCleft Sep 30, 2003, registered Sep 29, 2003 (-1 days) · Other
- Oppenheimer & Co. Inc. to Oppenheimer Asset Managementleft Apr 15, 2003, registered Apr 15, 2003 (0 days) · corporate re-registration, not a move
- Cibc World Markets Corp. to Oppenheimer & Co. Inc.left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address