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Registered advisor
D•••• W••••••••• L••••
Feed of 09/14/2026
At current firm
0 y
since Feb 18, 2026
In the industry
23 y
since Sep 8, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••••••• A••••••• P••••••• L•• BD affiliated currentsince Feb 18, 2026 · West Chester, Pa
- K••••• A••••••• S•••••••• L•• BD affiliatedJun 20, 2017 to Oct 20, 2020 · Kernersville, Nc
- P••••••• F•••••••• S•••••••• I••• BD affiliatedJul 3, 2013 to Jun 20, 2017 · Dallas, Tx
- T•• F•••••••• G••••• L•• unclassifiedJan 8, 2008 to Jun 28, 2013 · Charlotte, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDSep 9, 2003 to Sep 6, 2007 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- K••••• A••••••• S•••••••• L•• to W••••••••• A••••••• P••••••• L••left Oct 20, 2020, registered Feb 18, 2026 (1947 days) · Affiliated broker-dealer or bank to independent RIA
- P••••••• F•••••••• S•••••••• I••• to K••••• A••••••• S•••••••• L••left Jun 20, 2017, registered Jun 20, 2017 (0 days) · Other
- T•• F•••••••• G••••• L•• to P••••••• F•••••••• S•••••••• I•••left Jun 28, 2013, registered Jul 3, 2013 (5 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to T•• F•••••••• G••••• L••left Sep 6, 2007, registered Jan 8, 2008 (124 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address