H••••••••• C••••

L•• F•••••••• L••BD affiliatedWashington, Dcdual registrantIAPD 4336340

Feed of 09/14/2026

Also filed as A••• C••••

At current firm

4 y

since Mar 31, 2022

In the industry

23 y

since Dec 23, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 31, 2022 · Washington, Dc
U•• F•••••••• S••••••• I••• wirehouse
May 7, 2020 to Apr 11, 2022 · Washington, Dc
A••••••• V•••••• L•• unclassified
Nov 16, 2017 to Dec 31, 2019 · Beltsville, Md
C••• F•••••••• S•••••••• L••• former
Sep 6, 2016 to Oct 25, 2017 · Germantown, Md
U•• F•••••••• S••••••• I••• wirehouse
May 5, 2011 to Sep 19, 2016 · Washington, Dc
W•••• F•••• A••••••• wirehouse
Jul 23, 2003 to Apr 25, 2011 · Columbia, Md
E•••••••• A•••••••• L•• national BD
Jan 2, 2003 to Apr 2, 2003 · Columbia, Md

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to L•• F•••••••• L••
left Apr 11, 2022, registered Mar 31, 2022 (-11 days) · Wirehouse to independent RIA · moved with a team
A••••••• V•••••• L•• to U•• F•••••••• S••••••• I•••
left Dec 31, 2019, registered May 7, 2020 (128 days) · Other
C••• F•••••••• S•••••••• L••• to A••••••• V•••••• L••
left Oct 25, 2017, registered Nov 16, 2017 (22 days) · Other
U•• F•••••••• S••••••• I••• to C••• F•••••••• S•••••••• L•••
left Sep 19, 2016, registered Sep 6, 2016 (-13 days) · Other
W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••
left Apr 25, 2011, registered May 5, 2011 (10 days) · Wirehouse to wirehouse
E•••••••• A•••••••• L•• to W•••• F•••• A•••••••
left Apr 2, 2003, registered Jul 23, 2003 (112 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Apr 11, 2022 · advisor firm c••••e · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address