DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason Scott Swedo
Feed of 09/14/2026
Also filed as Jason S. Swedo
At current firm
3 y
since Jun 29, 2023
In the industry
25 y
since Aug 7, 2001 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · Inverness, Il
- Voya Financial Advisors, Inc. BD affiliatedMar 7, 2017 to Jun 9, 2021 · Inverness, Il
- Astor Investment Management LLC formerAug 10, 2015 to Mar 6, 2017 · Chicago, Il
- Cedar Capital, LLC formerFeb 25, 2015 to Mar 18, 2015 · Glen Ellyn, Il
- Astor Investment Management LLC formerJan 2, 2014 to Oct 20, 2014 · Chicago, Il
- B. Riley Wealth Advisors, Inc. BD affiliatedJul 19, 2013 to Jan 8, 2014 · Chicago, Il
- Astor Asset Management LLC formerJun 7, 2012 to Jul 15, 2013 · Chicago, Il
- First Trust Advisors LP asset managerJan 25, 2010 to May 10, 2012 · Wheaton, Il
- Amg Distributors, Inc. unclassifiedOct 26, 2007 to Dec 18, 2009 · Chicago, Il
- Van Kampen Advisors Inc unclassifiedJun 8, 2005 to Oct 9, 2007 · Oakbrook Terrace, Il
- Nuveen Fund Advisors, LLC asset managerNov 6, 2002 to May 11, 2004 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Voya Financial Advisors, Inc. to Cetera Investment Advisers LLCleft Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
- Astor Investment Management LLC to Voya Financial Advisors, Inc.left Mar 6, 2017, registered Mar 7, 2017 (1 days) · Other
- Cedar Capital, LLC to Astor Investment Management LLCleft Mar 18, 2015, registered Aug 10, 2015 (145 days) · Other
- Astor Investment Management LLC to Cedar Capital, LLCleft Oct 20, 2014, registered Feb 25, 2015 (128 days) · Other
- B. Riley Wealth Advisors, Inc. to Astor Investment Management LLCleft Jan 8, 2014, registered Jan 2, 2014 (-6 days) · Other
- Astor Asset Management LLC to B. Riley Wealth Advisors, Inc.left Jul 15, 2013, registered Jul 19, 2013 (4 days) · Other
- First Trust Advisors LP to Astor Asset Management LLCleft May 10, 2012, registered Jun 7, 2012 (28 days) · Other
- Amg Distributors, Inc. to First Trust Advisors LPleft Dec 18, 2009, registered Jan 25, 2010 (38 days) · Other
- Van Kampen Advisors Inc to Amg Distributors, Inc.left Oct 9, 2007, registered Oct 26, 2007 (17 days) · Other
- Nuveen Fund Advisors, LLC to Van Kampen Advisors Incleft May 11, 2004, registered Jun 8, 2005 (393 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address