DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Mora Capital Management, LLC

Independent wealth managerMiami, FloridaCRD 112221SEC 801-57604websiteIAPD
Latest filing Jun 3, 2026
First filing on the tape Dec 8, 2011 · 44 filings
SEC status approved since Jun 9, 2000
RAUM
$1.9B
reported, Item 5.F
Discretionary
35%
of RAUM
Private clients
66%
$1.3B individuals and HNW
Advisors
31
registered through the firm on IAPD
RAUM per advisor
$61.4M
derived; firm RAUM over IAPD count
Employees
49
29 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$1.9B as of Jun 3, 2026
Dec 8, 2011$117M then
HNW client RAUM$1.2B as of Jun 3, 2026
Mar 29, 2018$581M then
State-registered IARs (5.B.3)29 as of Jun 3, 2026
Feb 19, 20130 then
Employees (5.A)49 as of Jun 3, 2026
Feb 19, 201312 then
Private funds1 as of Jun 3, 2026
Feb 19, 20132 then
RAUM +3.5% over the last fiscal year+14% a year over threeIARs 28 to 29
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
Archetypes, each a printed rule
  • RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
RAUM per advisor
$61.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
14derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$6.9MderivedHNW RAUM over HNW clients
Average account
$2.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
35%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
31.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+3.5%derivedbetween the last two annual amendments
Advisor growth, one year
+3.6%derivedItem 5.B.3 between annual amendments
Client growth, one year
-4.7%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.2B62%
  • Corporations and businesses$604M32%
  • Individuals$83.4M4.4%
  • Pooled investment vehicles$41.6M2.2%
Individual clients
259reported
HNW clients
170reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
684reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.66 fund_share=0.02 institutional_share=0.0 related_bd=true related_bank=false bd_reps=27.0derived
Advisors registered through the firm
31 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Daniel Jorge RichmondMiami, FlDec 10, 201222 y4
Marco Antonio MorenoMiami, FlFeb 14, 201425 y0
Daniel EulateMiami, FlMay 16, 201812 y1
Antonio Gomez RealMiami, FlMay 25, 201815 y1
Juan Manuel DoriaMiami, FlJun 7, 201825 y3
Angel Sanz AlonsoMiami, Fl Aug 30, 201910 y0
Ernesto CordovezMiami, FlNov 19, 201911 y0
Carl Henrik Gustaf EdlundMiami, FlAug 13, 202015 y3
Renata V Benghira-LimaMiami, FlAug 14, 202011 y1
Luis Antonio DelgadoMiami, FlSep 15, 202120 y4
Bruno Alejandro Gomez Acebo BorbonMiami, Fl Apr 27, 202214 y0
Fernando De Frutos GonzalezChartered Financial AnalystMiami, FlMay 12, 202211 y0
Marco Julio Fernandez CelorioMiami, FlJun 7, 202410 y1
Roberto Ruiz VelezMiami, FlDec 16, 202411 y4
Antonio Oliveira MouraMiami, FlJan 2, 202521 y3
Rafael MorenoMiami, FlJan 7, 202525 y2
Annette Marie ManonMiami, FlJan 8, 202528 y3
Santiago L CopelloBoca Raton, Fl Jan 9, 202527 y4
Roberto Felipe GarciaMiami, FlJan 13, 202537 y1
Ruben S HernandezMiami, FlJan 30, 202531 y0
Fernando Omar Carrera PerbuliMiami, Fl Mar 4, 202511 y0
Sergio Raul Bister PessajMiami, FlApr 22, 202521 y0
Fabiola Virginia Bravo SerjantMiami, FlSep 16, 202510 y0
Manuel Sebastian Salamanca MejiaChartered Financial AnalystMiami, FlOct 2, 202511 y1
Juan Villalonga TalladaMiami, FlOct 21, 202519 y0
Diego Castillo OleaMiami, Fl Nov 3, 202519 y2
Lorenzo Ramos GonzalezMiami, Fl Nov 10, 202533 y0
Yohander JimenezMiami, FlJan 20, 202612 y1
Salvador Ramos CarmonaMiami, FlApr 17, 202614 y1
Francisco Eduardo Toussaint Rincon GallardoMiami, Fl May 15, 202628 y0
Mario Enrique RosChartered Financial AnalystMiami, FlMay 20, 202610 y2
Advisor movement
3 left, 5 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 9.7% of current headcount5 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    4 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Shield Capital Fund Spc - Gobela SpOther Private Fund$41.6M1Aug 2, 2022
    The Commodity Fundno longer reportedHedge Fund$8.5M1Jan 2, 2013
    The Prs Global Investmentno longer reportedHedge Fund$2.0M8Jan 2, 2013
    The Gamma Fundno longer reportedHedge Fund$20,1571Jan 2, 2013
    Owners and control persons
    Schedule A and B, latest filing
    • Peter Botero · Chief Compliance Officercontrol
      since 03/2023 · owns less than 5%
    • Nmn Joaquin Frances · Chief Executive Officer/Cco/Amlcocontrol
      since 06/2022 · owns less than 5%
    Entity owners
    • Boreal Capital Holdings USA LLC · Direct Owner
      direct · owns 75% or more
    • Mora Capital Holdings USA LLC · Direct Owner
      direct · owns 75% or more
    • Mora Banc Grup, Sa · Owner
      indirect · owns 75% or more of Boreal Capital Holdings USA LLC
    Related persons
    Schedule D 7.A
    • Boreal Capital Management Ag
      investment advisern
    • Boreal Capital Securities LLC
      broker-dealern
    • Mora Assegurances Sau
      n
    • Mora Banc Grup, Sa
      y
    • Mora Gestio D'Actius Sau
      n
    • Mora Wealth Management Espa?A, Av, Sau
      investment advisern
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Miami, Fl · principal3183
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • control person changedChange between filings · filing Jun 3, 2026
      BOTERO, PETER (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-03-30 and 2026-06-03
      peers: independent wealth managers, $1B to $5B (1,360)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 719 to 684
      Oct 24, 2025 to Mar 24, 2026
    • Advisory employees · 28 to 29
      Oct 24, 2025 to Mar 24, 2026
    • BD registered reps · 0 to 27
      Oct 24, 2025 to Mar 24, 2026
    • Business name · BOREAL CAPITAL MANAGEMENT LLC to MORA CAPITAL MANAGEMENT, LLC
      Oct 24, 2025 to Mar 24, 2026
    • Corporate clients · 268 to 255
      Oct 24, 2025 to Mar 24, 2026
    • HNW clients · 178 to 170
      Oct 24, 2025 to Mar 24, 2026
    • Individual clients · 272 to 259
      Oct 24, 2025 to Mar 24, 2026
    • Employees · 44 to 49
      Oct 24, 2025 to Mar 24, 2026
    • State-registered IARs · 28 to 29
      Oct 24, 2025 to Mar 24, 2026
    • Legal name · BOREAL CAPITAL MANAGEMENT LLC to MORA CAPITAL MANAGEMENT, LLC
      Oct 24, 2025 to Mar 24, 2026
    • Discretionary RAUM · $568M to $663M
      Oct 24, 2025 to Mar 24, 2026
    • HNW RAUM · $1.1B to $1.2B
      Oct 24, 2025 to Mar 24, 2026
    • Individual RAUM · $80.7M to $83.4M
      Oct 24, 2025 to Mar 24, 2026
    • Non-discretionary RAUM · $1.3B to $1.2B
      Oct 24, 2025 to Mar 24, 2026
    • Pooled vehicle RAUM · $37.5M to $41.6M
      Oct 24, 2025 to Mar 24, 2026
    • RAUM · $1.8B to $1.9B
      Oct 24, 2025 to Mar 24, 2026
    • Financial planning clients · 0 to 0
      Apr 8, 2025 to Oct 24, 2025
    • Accounts · 800 to 719
      Jun 11, 2024 to Apr 8, 2025
    • Advisory employees · 26 to 28
      Jun 11, 2024 to Apr 8, 2025
    • Advisory activities · 3 to 4
      Jun 11, 2024 to Apr 8, 2025
    • BD registered reps · 26 to 0
      Jun 11, 2024 to Apr 8, 2025
    • Corporate clients · 40 to 268
      Jun 11, 2024 to Apr 8, 2025
    • HNW clients · 160 to 178
      Jun 11, 2024 to Apr 8, 2025
    • Individual clients · 600 to 272
      Jun 11, 2024 to Apr 8, 2025
    • Pooled vehicle clients · unset to 1.0
      Jun 11, 2024 to Apr 8, 2025
    • State-registered IARs · 0 to 28
      Jun 11, 2024 to Apr 8, 2025
    • Discretionary RAUM · $418M to $568M
      Jun 11, 2024 to Apr 8, 2025
    • HNW RAUM · $276M to $1.1B
      Jun 11, 2024 to Apr 8, 2025
    • Individual RAUM · $1.0B to $80.7M
      Jun 11, 2024 to Apr 8, 2025
    • Non-discretionary RAUM · $960M to $1.3B
      Jun 11, 2024 to Apr 8, 2025
    • Pooled vehicle RAUM · unset to 37510345.0
      Jun 11, 2024 to Apr 8, 2025
    • RAUM · $1.4B to $1.8B
      Jun 11, 2024 to Apr 8, 2025
    • Accounts · 687 to 800
      Mar 30, 2023 to Mar 27, 2024
    • Advisory employees · 28 to 26
      Mar 30, 2023 to Mar 27, 2024
    • BD registered reps · 28 to 26
      Mar 30, 2023 to Mar 27, 2024
    • Corporate clients · 37 to 40
      Mar 30, 2023 to Mar 27, 2024
    • HNW clients · 131 to 160
      Mar 30, 2023 to Mar 27, 2024
    • Individual clients · 515 to 600
      Mar 30, 2023 to Mar 27, 2024
    • Discretionary RAUM · $257M to $418M
      Mar 30, 2023 to Mar 27, 2024
    • HNW RAUM · $193M to $276M
      Mar 30, 2023 to Mar 27, 2024
    Signals
    20 dated events
    • Juan Guerra left Mora Capital Management, Llc for Morgan Stanley (registered 2026-03-17)
      Mar 12, 2026 · Advisor changed firm · fact
    • Alexandro Ampudia Tommasi left Mora Capital Management, Llc for Bolton Global Asset Management (registered 2026-01-09)
      Jan 16, 2026 · Advisor changed firm · fact
    • Roger Bosch left Mora Capital Management, Llc for Amerant Investments, Inc. (registered 2025-12-09)
      Nov 21, 2025 · Advisor changed firm · fact
    • Maria A Hebditch left Mora Capital Management, Llc for Insigneo Advisory Services, Llc (registered 2025-08-22)
      Aug 22, 2025 · Advisor changed firm · fact
    • Mora Capital Management, Llc reported 28 state-registered advisory representatives, up from 0 (2024-06-11 to 2025-04-08)
      Apr 8, 2025 · Advisor headcount change · derived
    • Mora Capital Management, Llc reported RAUM $1.8B, up 34% from $1.4B (2024-06-11 to 2025-04-08)
      Apr 8, 2025 · RAUM change · derived
    • Ana Carolina Arnau left Mora Capital Management, Llc for Morgan Stanley (registered 2024-07-01)
      Mar 22, 2024 · Advisor changed firm · fact
    • Peter Botero (Chief Compliance Officer) appeared on Schedule A of Mora Capital Management, Llc
      Mar 30, 2023 · Control person joined · fact
    • Joseph John Zeno (Chief Compliance Officer) no longer on Schedule A of Mora Capital Management, Llc (listed 2023-03-02, absent 2023-03-30)
      Mar 30, 2023 · Control person left · inference
    • Giselle Bircann Mercado left Mora Capital Management, Llc for Bolton Global Asset Management (registered 2022-08-15)
      Sep 6, 2022 · Advisor changed firm · fact
    • Eli Butnaru left Mora Capital Management, Llc for Bolton Global Asset Management (registered 2022-08-08)
      Aug 12, 2022 · Advisor changed firm · fact
    • Mora Capital Management, Llc reported RAUM $1.6B, down 43% from $2.8B (2022-06-03 to 2022-08-02)
      Aug 2, 2022 · RAUM change · derived
    • Eli Butnaru (Chief Executive Officer) no longer on Schedule A of Mora Capital Management, Llc (listed 2022-06-03, absent 2022-08-02)
      Aug 2, 2022 · Control person left · inference
    • Nmn Joaquin Frances (Chief Executive Officer) appeared on Schedule A of Mora Capital Management, Llc
      Aug 2, 2022 · Control person joined · fact
    • Mora Capital Management, Llc reported 0 state-registered advisory representatives, down from 15 (2020-11-17 to 2021-03-30)
      Mar 30, 2021 · Advisor headcount change · derived
    • Mora Capital Management, Llc reported RAUM $2.3B, up 64% from $1.4B (2020-11-17 to 2021-03-30)
      Mar 30, 2021 · RAUM change · derived
    • Luis Alvarez Mora (Executive Direct Owner) no longer on Schedule A of Mora Capital Management, Llc (listed 2020-06-26, absent 2020-11-17)
      Nov 17, 2020 · Control person left · inference
    • Mora Capital Management, Llc reported RAUM $1.3B, up 28% from $1.0B (2019-11-01 to 2020-03-17)
      Mar 17, 2020 · RAUM change · derived
    • Mora Capital Management, Llc reported RAUM $1.0B, up 30% from $774.1M (2019-02-06 to 2019-03-20)
      Mar 20, 2019 · RAUM change · derived
    • Mora Capital Management, Llc reported RAUM $774.1M, up 38% from $562.3M (2017-05-12 to 2018-03-29)
      Mar 29, 2018 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Business phone
    305-459-5401reportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    305-459-5400reportedpublished by the firm, firm site, Sep 17, 2026
    Firm profile
    linkedin.com/company/mora-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
    Website
    Moracm.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    305-459-5400reportedpublic record, Form ADV, Jun 3, 2026
    Contact form
    moracapitalgroup.com/en/contactreportedpublished by the firm, firm site, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $61.4Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026