DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Perigon Wealth Management, LLC

Independent wealth managerSan Francisco, CaliforniaCRD 131037SEC 801-62988websiteIAPD
Latest filing Jun 12, 2026
First filing on the tape Feb 14, 2012 · 91 filings
SEC status approved since Apr 7, 2004
RAUM
$11B
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
82%
$9.3B individuals and HNW
Advisors
95
registered through the firm on IAPD
RAUM per advisor
$119M
derived; firm RAUM over IAPD count
Employees
159
92 advisory (5.B.1)
Offices
41
beyond the principal office
Private funds
0
reported on Schedule D
History
91 filings and snapshots on the tape
RAUM$11B as of Jun 12, 2026
Mar 22, 2012$147M then
HNW client RAUM$7.5B as of Jun 12, 2026
Mar 26, 2018$558M then
State-registered IARs (5.B.3)92 as of Jun 12, 2026
Mar 26, 20130 then
Employees (5.A)159 as of Jun 12, 2026
Mar 26, 20137 then
Private funds: no history
RAUM +30% over the last fiscal year+33% a year over threeIARs 82 to 92offices 46 to 41
Practice profile
derived from the filing of Jun 12, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$120MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
58derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.5MderivedHNW RAUM over HNW clients
Average account
$637,612derivedRAUM over accounts (5.F.2.f)
Discretionary
80%derivedof RAUM
Institutional
12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
2.2derived42 offices incl. principal (1.F.5)
RAUM growth, one year
+30%derivedbetween the last two annual amendments
Advisor growth, one year
+12%derivedItem 5.B.3 between annual amendments
Client growth, one year
+20%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
$1.6BreportedItem 5.I
Custody
$834M, 970 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$7.5B66%
  • Individuals$1.8B16%
  • Pension and profit-sharing plans$1.1B9.7%
  • Corporations and businesses$617M5.5%
  • Charitable organizations$314M2.8%
  • Banks and thrifts$589,1300.0%
Individual clients
3,768reported
HNW clients
1,653reported
Pension plan clients
120reported
Charitable clients
26reported
Accounts
17,713reported
Financial planning clients
26-50reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$834M for 970 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.82 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=24.0derived
Advisors registered through the firm
94 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Daniel J McauliffeCertified Financial PlannerSan Francisco, CaJul 14, 201515 y0
Philip Allen HartSan Francisco, CaMar 11, 201639 y0
Scott Allen YiChartered Financial AnalystSan Francisco, Ca Jun 19, 201721 y2
Eric Seth JardineChartered Financial AnalystWalnut Creek, Ca Jan 17, 201821 y3
David Nathan HaleCertified Financial PlannerSan Francisco, CaMay 1, 201825 y6
Jonathan Joseph MasseChartered Financial AnalystSan Francisco, CaJun 29, 201813 y4
Jeremy PaulCertified Financial PlannerSag Harbor, Ny Nov 6, 201928 y6
Lindsay Hambleton SturmakCertified Financial PlannerSan Francisco, Ca Dec 3, 201928 y7
Dev GuptaCertified Financial PlannerSan Francisco, CaJan 7, 202019 y3
Robert Blaney SloanSan Francisco, Ca Feb 5, 202022 y0
Mary Louise BallinCertified Financial PlannerWalnut Creek, Ca May 18, 202028 y3
Andrea Marguerite HamiltonCertified Financial PlannerSan Francisco, Ca Aug 19, 202026 y5
Eric Jonathan LinserChartered Financial AnalystSan Francisco, CaFeb 11, 202126 y6
Dean William KuhlkinChartered Financial AnalystNew York, Ny Jun 16, 202110 y3
Edgar Horacio SalinasCertified Financial PlannerSan Francisco, Ca Jul 7, 202119 y1
William Luther RackleyCertified Financial PlannerMidlothian, Va Jul 8, 202122 y3
Rachel F. ElsonCertified Financial PlannerSan Francisco, CaJul 22, 202111 y0
Scott Dale ElishaSan Francisco, Ca Aug 31, 202120 y4
Christie Ann BakerCertified Financial Planner, Personal Financial SpecialistIrvine, Ca Nov 2, 202138 y3
George Millholland MatthaiWhite Marsh, Md Nov 24, 202143 y1
Christopher Paine SpiresSan Francisco, Ca Dec 7, 202127 y5
Willis Barnett Wiggins DobbsChartered Financial AnalystSan Francisco, Ca Dec 8, 202117 y3
Christina Lee AmorSan Francisco, Ca Jan 3, 202210 y4
Stephen James SparoliniWalnut Creek, Ca Apr 22, 202222 y1
Richard Jeffrey ThomasCertified Financial Planner, Chartered Financial ConsultantWilmington, De Apr 27, 202232 y5
John Edward Townes TaylorChartered Financial ConsultantSapphire, Nc Apr 27, 202233 y5
Clay Worthington KinnardCenterville, De Apr 28, 202211 y2
Thomas Mahone TollesonCertified Financial PlannerSan Francisco, Ca Oct 3, 202240 y7
Marc Adam SpechtSan Francisco, Ca Nov 15, 202215 y2
Steven BernknopfCertified Financial PlannerSan Francisco, Ca Nov 15, 202239 y4
David J BauerSan Francisco, Ca Nov 15, 202212 y1
Michael Robert LombardoCertified Financial PlannerSan Francisco, Ca Nov 15, 202236 y1
Edmond SukalicSan Francisco, Ca Nov 15, 202215 y1
James Riley WeikartAsheville, Nc Nov 16, 202225 y4
Thomas Joseph HaggertyNew York, Ny Nov 16, 202225 y3
Steven Lee TopalNew York, Ny Dec 22, 202217 y1
Joseph Nm RustCertified Financial PlannerSan Francisco, Ca Dec 22, 202241 y2
Gabe Michael WoloskyPersonal Financial SpecialistNew York, Ny Dec 22, 202250 y1
Bryce Ryan BrownPetaluma, Ca Jan 30, 202313 y1
Sheetal Shyam BagdeCertified Financial PlannerSan Francisco, Ca Feb 1, 202312 y4
All 94 advisors at Perigon Wealth Management, LLC
Advisor movement
6 left, 12 joined in 12 months
net +6 in 12 months2 left in 90 days1 joined in 90 daysdeparture rate 6.3% of current headcount13 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • John Arthur Ambarik · Chief Executive Officer And Partnercontrol
    since 01/2019 · owns less than 5%
  • Allen Philip Hart · Founder And Partnercontrol
    since 01/2019 · owns less than 5%
  • Khushbakht Rafia Hasan · Chief Investment Officercontrol
    since 07/2023 · owns less than 5%
  • Patrick Jonathan Hoy · Chief Operating Officercontrol
    since 12/2020 · owns less than 5%
  • Jeremy Paul · President, Partnercontrol
    since 11/2019 · owns less than 5%
  • David Jonathan Robbins · Chief Compliance Officercontrol
    since 11/2024 · owns less than 5%
  • Allen David Scarpello · Chief Financial Officercontrol
    since 09/2024 · owns less than 5%
  • Hambleton Lindsay Sturmak · Partnercontrol
    since 12/2019 · owns less than 5%
  • John Arthur Ambarik · Partnercontrol
    since 06/2014 · owns 25% to 50% of Perigon Partners, LLC
  • Jeremy Paul · Ownercontrol
    since 10/2017 · owns 75% or more of Jhbj Holdings, LLC
Entity owners
  • Perigon Financial Holdings, LLC · Member
    direct · owns 75% or more
  • Cwc Prism Investor, LLC · Member
    indirect · owns 25% to 50% of Perigon Financial Holdings, LLC
  • Jhbj Holdings, LLC · Partner
    indirect · owns 25% to 50% of Perigon Partners, LLC
  • Perigon Partners, LLC · Member
    indirect · owns 50% to 75% of Perigon Financial Holdings, LLC
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Perigon Wealth Management, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
San Francisco, Ca · principal94134
New York, Ny800
Edison, Nj880
Boca Raton, Fl601
Walnut Creek, Ca510
Southfield, Mi300
Rancho Santa Fe, Ca310
Irvine, Ca300
Syracuse, Ny300
Atlanta, Ga300
Amherst, Ma200
Asheville, Nc200
Henderson, Nv200
Palo Alto, Ca200
Reading, Pa200
Ridgewood, Nj200
South Nyack, Ny200
West Columbia, Sc210
Westport, Ct200
Wilmington, De200
All 25 offices
Post-acquisition retention
advisors of absorbed firms still registered here after the move
Firms absorbed
6 since 2015, 1 in 24 monthsderived
Advisors acquired
29derived
Still registered after 90 days
86% of 29derived
After 180 days
90% of 29derived
After 365 days
86% of 22derived
After 730 days
86% of 22derived
Team lift-outs after
3derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices
Schedule D 1.F, the 25 largest
  • Southfield, MI4 employees
  • Walnut Creek, CA4 employees
  • Rancho Santa Fe, CA3 employees
  • Boca Raton, FL3 employees
  • Syracuse, NY3 employees
  • Atlanta, GA3 employees
  • Wilmington, DE3 employees
  • New York, NY3 employees
  • Petaluma, CA3 employees
  • Reading, PA2 employees
  • Amherst, MA2 employees
  • Honolulu, HI2 employees
  • Irvine, CA2 employees
  • Ridgewood, NJ2 employees
  • South Nyack, NY2 employees
  • Westport, CT2 employees
  • Cranbury, NJ1 employees
  • New York, NY1 employees
  • Henderson, NV1 employees
  • West Columbia, SC1 employees
  • , 1 employees
  • White Marsh, MD1 employees
  • Santa Monica, CA1 employees
  • Palo Alto, CA
ADV anomalies
2 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Jun 12, 2026
    PAUL, JEREMY (PRESIDENT, PARTNER) left Schedule A between the filings of 2024-11-18 and 2026-06-12
    peers: independent wealth managers, $5B to $20B (289)
  • HNW share shiftChange between filings · filing Mar 30, 2026
    HNW share of RAUM moved from 31.0% to 66.0% between the annual amendments of 2025-03-28 and 2026-03-30
    peers: independent wealth managers, $5B to $20B (289)
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 15,456 to 17,713
    Mar 28, 2025 to Mar 30, 2026
  • Advisory employees · 82 to 92
    Mar 28, 2025 to Mar 30, 2026
  • BD registered reps · 15 to 24
    Mar 28, 2025 to Mar 30, 2026
  • Charity clients · 27 to 26
    Mar 28, 2025 to Mar 30, 2026
  • Corporate clients · 101 to 97
    Mar 28, 2025 to Mar 30, 2026
  • HNW clients · 288 to 1,653
    Mar 28, 2025 to Mar 30, 2026
  • Individual clients · 4,229 to 3,768
    Mar 28, 2025 to Mar 30, 2026
  • Pension plan clients · 121 to 120
    Mar 28, 2025 to Mar 30, 2026
  • Assets in custody · $466M to $834M
    Mar 28, 2025 to Mar 30, 2026
  • Employees · 141 to 159
    Mar 28, 2025 to Mar 30, 2026
  • Insurance-licensed employees · 4 to 0
    Mar 28, 2025 to Mar 30, 2026
  • Financial planning clients · 101-250 to 26-50
    Mar 28, 2025 to Mar 30, 2026
  • State-registered IARs · 82 to 92
    Mar 28, 2025 to Mar 30, 2026
  • Other offices · 46 to 41
    Mar 28, 2025 to Mar 30, 2026
  • Discretionary RAUM · $7.5B to $9.0B
    Mar 28, 2025 to Mar 30, 2026
  • HNW RAUM · $2.7B to $7.5B
    Mar 28, 2025 to Mar 30, 2026
  • Individual RAUM · $4.3B to $1.8B
    Mar 28, 2025 to Mar 30, 2026
  • Non-discretionary RAUM · $1.2B to $2.3B
    Mar 28, 2025 to Mar 30, 2026
  • Pension RAUM · $935M to $1.1B
    Mar 28, 2025 to Mar 30, 2026
  • RAUM · $8.7B to $11B
    Mar 28, 2025 to Mar 30, 2026
  • Accounts · 11,428 to 15,456
    Nov 18, 2024 to Mar 28, 2025
  • Advisory employees · 77 to 82
    Nov 18, 2024 to Mar 28, 2025
  • BD registered reps · 13 to 15
    Nov 18, 2024 to Mar 28, 2025
  • Charity clients · 11 to 27
    Nov 18, 2024 to Mar 28, 2025
  • Corporate clients · 23 to 101
    Nov 18, 2024 to Mar 28, 2025
  • HNW clients · 1,358 to 288
    Nov 18, 2024 to Mar 28, 2025
  • Individual clients · 2,272 to 4,229
    Nov 18, 2024 to Mar 28, 2025
  • Pension plan clients · 80 to 121
    Nov 18, 2024 to Mar 28, 2025
  • Assets in custody · $601M to $466M
    Nov 18, 2024 to Mar 28, 2025
  • Employees · 137 to 141
    Nov 18, 2024 to Mar 28, 2025
  • Insurance-licensed employees · 0 to 4
    Nov 18, 2024 to Mar 28, 2025
  • Financial planning clients · 251-500 to 101-250
    Nov 18, 2024 to Mar 28, 2025
  • State-registered IARs · 77 to 82
    Nov 18, 2024 to Mar 28, 2025
  • Other offices · 44 to 46
    Nov 18, 2024 to Mar 28, 2025
  • Discretionary RAUM · $5.1B to $7.5B
    Nov 18, 2024 to Mar 28, 2025
  • HNW RAUM · $5.1B to $2.7B
    Nov 18, 2024 to Mar 28, 2025
  • Individual RAUM · $647M to $4.3B
    Nov 18, 2024 to Mar 28, 2025
  • Non-discretionary RAUM · $1.8B to $1.2B
    Nov 18, 2024 to Mar 28, 2025
  • Pension RAUM · $920M to $935M
    Nov 18, 2024 to Mar 28, 2025
  • RAUM · $6.9B to $8.7B
    Nov 18, 2024 to Mar 28, 2025
Signals
54 dated events
  • Viviana Alexis Mattos left Perigon Wealth Management, LLC for Penserra Wealth Management (registered 2026-09-09)
    Sep 15, 2026 · Advisor changed firm · fact
  • Branden Randall left Perigon Wealth Management, Llc for Pure Financial Advisors, Llc (registered 2026-07-09)
    Jun 29, 2026 · Advisor changed firm · fact
  • Perigon Wealth Management, Llc reported 41 offices beyond its principal office, down from 46 (2025-03-28 to 2026-03-30)
    Mar 30, 2026 · Office count change · derived
  • Perigon Wealth Management, Llc reported RAUM $11.3B, up 30% from $8.7B (2025-03-28 to 2026-03-30)
    Mar 30, 2026 · RAUM change · derived
  • Jason Fiderer left Perigon Wealth Management, Llc for Raymond James & Associates, Inc. (registered 2026-07-03)
    Mar 20, 2026 · Advisor changed firm · fact
  • Yang Liang left Perigon Wealth Management, Llc for Raymond James & Associates, Inc. (registered 2026-03-05)
    Feb 20, 2026 · Advisor changed firm · fact
  • Susanna Siu Pinto left Perigon Wealth Management, Llc for Creative Planning (registered 2026-02-10)
    Jan 13, 2026 · Advisor changed firm · fact
  • Gitterman Wealth Management, LLC's advisors moved to Perigon Wealth Management, LLC (Edison, NJ): 7 of 7 registered, on the same day
    Dec 9, 2025 · Firm absorbed (people side) · derived
  • Rhoda Vashti Woods left Perigon Wealth Management, Llc for Foguth Wealth Management, Llc. (registered 2025-10-16)
    Sep 23, 2025 · Advisor changed firm · fact
  • William Alan Gordon left Perigon Wealth Management, Llc for Cypress Wealth Services, Llc (registered 2025-04-21)
    Apr 21, 2025 · Advisor changed firm · fact
  • Dermott Gabriel Larkin left Perigon Wealth Management, Llc for Cypress Wealth Services, Llc (registered 2025-04-21)
    Apr 21, 2025 · Advisor changed firm · fact
  • 2 advisors left Perigon Wealth Management, LLC (Burlingame, CA) for Cypress Wealth Services, LLC on the same day
    Apr 21, 2025 · Team lift-out · derived
  • Justin Richard Wilson left Perigon Wealth Management, Llc for Pure Financial Advisors, Llc (registered 2026-09-01)
    Apr 2, 2025 · Advisor changed firm · fact
  • Perigon Wealth Management, Llc reported RAUM $8.7B, up 26% from $6.9B (2024-11-18 to 2025-03-28)
    Mar 28, 2025 · RAUM change · derived
  • Nigel James Field Pierce left Perigon Wealth Management, Llc for Nwf Advisory Services Inc (registered 2026-08-02)
    Feb 19, 2025 · Advisor changed firm · fact
  • Allen David Scarpello (Chief Financial Officer) appeared on Schedule A of Perigon Wealth Management, Llc
    Nov 18, 2024 · Control person joined · fact
  • David Jonathan Robbins (Chief Compliance Officer) appeared on Schedule A of Perigon Wealth Management, Llc
    Nov 18, 2024 · Control person joined · fact
  • Bernard Charles Pinson-Rose (Chief Financial Officer And Partner) no longer on Schedule A of Perigon Wealth Management, Llc (listed 2024-08-21, absent 2024-11-18)
    Nov 18, 2024 · Control person left · inference
  • Lynne Courtney Holt (Chief Compliance Officer) no longer on Schedule A of Perigon Wealth Management, Llc (listed 2024-08-21, absent 2024-11-18)
    Nov 18, 2024 · Control person left · inference
  • 2 advisors left UBS Financial Services Inc. (Parkland, FL) for Perigon Wealth Management, LLC on the same day
    Oct 24, 2024 · Team lift-out · derived
  • 2 advisors left Commonwealth Financial Network (South Nyack, NY) for Perigon Wealth Management, LLC on the same day
    Jun 24, 2024 · Team lift-out · derived
  • Thomas Joseph Manetta left Perigon Wealth Management, Llc for Manetta Wealth (registered 2026-01-01)
    Apr 1, 2024 · Advisor changed firm · fact
  • Blue Water Capital Management, LLC's advisors moved to Perigon Wealth Management, LLC (Syracuse, NY): 3 of 3 registered, on the same day
    Mar 29, 2024 · Firm absorbed (people side) · derived
  • Drew A Marchitello left Perigon Wealth Management, Llc for Delta Investment Management, Llc (registered 2024-04-09)
    Mar 28, 2024 · Advisor changed firm · fact
  • Perigon Wealth Management, Llc reported RAUM $6.9B, up 44% from $4.8B (2024-02-01 to 2024-03-22)
    Mar 22, 2024 · RAUM change · derived
  • Lumin Financial, LLC's advisors moved to Perigon Wealth Management, LLC (Southfield, MI): 3 of 3 registered, on the same day
    Mar 21, 2024 · Firm absorbed (people side) · derived
  • 2 advisors left Wealth Advisors, Inc. (Rancho Santa FE, CA) for Perigon Wealth Management, LLC on the same day
    Feb 16, 2024 · Team lift-out · derived
  • Roy Arcadio Manriquez left Perigon Wealth Management, Llc for Lpl Financial Llc (registered 2024-02-07)
    Feb 1, 2024 · Advisor changed firm · fact
  • Khushbakht Rafia Hasan (Chief Investment Officer) appeared on Schedule A of Perigon Wealth Management, Llc
    Aug 1, 2023 · Control person joined · fact
  • Stephen Alan Colavito left Perigon Wealth Management, Llc for Sb Advisory, Llc (registered 2023-05-17)
    Jun 12, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Business phone
877-977-2555reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/burleson-companyreportedpublic record, Form ADV, Sep 17, 2026
Firm profile
linkedin.com/company/perigonwealthreportedpublic record, Form ADV, Sep 17, 2026
Website
perigonwealth.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
(877) 977-2555reportedpublic record, Form ADV, Jun 12, 2026
Team page
perigonwealth.com/about/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$119Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026