RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•• S••••
- S••••••••• W••••• M••••••••• I••• former currentsince Jun 15, 2022 · Corpus Christi, Tx
- S••••••••• W••••• M••••••••• I••• formerSep 17, 2012 to Mar 23, 2022 · Corpus Christi, Tx
- D••••• S•••••••• I••••••••• S••••••• I••• unclassifiedMar 24, 2008 to Oct 4, 2012 · Lago Vista, Tx
- S•••••••• F•••••••• C•••••••• L•• independent RIAApr 13, 2007 to Dec 7, 2007 · San Antonio, Tx
- O••••• A•••• M••••••••• L•• formerFeb 3, 2006 to Apr 17, 2007 · Mcallen, Tx
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedAug 2, 2002 to Feb 15, 2006 · Houston, Tx
- D••••• S•••••••• I••••••••• S••••••• I••• to S••••••••• W••••• M••••••••• I•••left Oct 4, 2012, registered Sep 17, 2012 (-17 days) · Other
- S•••••••• F•••••••• C•••••••• L•• to D••••• S•••••••• I••••••••• S••••••• I•••left Dec 7, 2007, registered Mar 24, 2008 (108 days) · Other
- O••••• A•••• M••••••••• L•• to S•••••••• F•••••••• C•••••••• L••left Apr 17, 2007, registered Apr 13, 2007 (-4 days) · Other
- A••••••• G•••••• S••••••••• I••••••••• to O••••• A•••• M••••••••• L••left Feb 15, 2006, registered Feb 3, 2006 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address