DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Oxford Asset Management, LLC

Former SEC-registered adviserMcallen, TexasCRD 114571SEC 801-69005IAPD
Latest filing Mar 28, 2017
First filing on the tape Dec 23, 2011 · 20 filings
RAUM
$100M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$100M as of Mar 28, 2017
Mar 30, 2012$134M then
HNW client RAUM: no history
State-registered IARs (5.B.3)9 as of Mar 28, 2017
Mar 12, 20139 then
Employees (5.A)10 as of Mar 28, 2017
Mar 12, 201310 then
Private funds1 as of Mar 30, 2015
Mar 30, 20121 then
RAUM +0.1% over the last fiscal year+0.0% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Mar 28, 2017; every figure names its basis
RAUM per advisor
$11.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$34,324derivedRAUM over accounts (5.F.2.f)
Discretionary
86%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
1.5derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+0.1%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,916reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    1 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Onesource Investment Partners, Llpno longer reportedOther Private Fund$26.0M29Mar 30, 2012
    Owners and control persons
    Schedule A and B, latest filing
    • Carol Cheri Palumbo · Managercontrol
      since 01/2009 · owns 25% to 50%
    • Gerard James Palumbo · Chief Compliance Officer And Membercontrol
      since 05/1996 · owns 25% to 50%
    • A Jason Habbit · Member
      since 01/2013 · owns less than 5%
    • Morgan Stephen Pease · Member
      since 01/2013 · owns less than 5%
    Related persons
    Schedule D 7.A
    • James Gerard Palumbo
      insurancey
    • Onesource Financial Services, Inc.
      real estaten
    • Terry J Delhomme
      insurancey
    • Terry J Delhomme II
      insurancey
    Offices
    Schedule D 1.F, the 25 largest
    • Breaux Bridge, LA
    • Bulverde, TX
    • Durango, CO
    • Lafayette, LA
    • Lafayette, LA
    What changed
    consecutive filings, newest first
    • Accounts · 1,263 to 2,916
      Jan 12, 2017 to Mar 28, 2017
    • Non-discretionary RAUM · $4.5M to $14.5M
      Jan 12, 2017 to Mar 28, 2017
    • RAUM · $90.1M to $100M
      Jan 12, 2017 to Mar 28, 2017
    • Accounts · 1,261 to 1,263
      Apr 25, 2016 to Apr 26, 2016
    • Discretionary RAUM · $98.0M to $85.6M
      Apr 25, 2016 to Apr 26, 2016
    • Non-discretionary RAUM · $2.0M to $4.5M
      Apr 25, 2016 to Apr 26, 2016
    • RAUM · $100M to $90.1M
      Apr 25, 2016 to Apr 26, 2016
    • Accounts · 1,216 to 1,261
      Dec 15, 2015 to Mar 31, 2016
    • Discretionary RAUM · $105M to $98.0M
      Dec 15, 2015 to Mar 31, 2016
    • Non-discretionary RAUM · $4.5M to $2.0M
      Dec 15, 2015 to Mar 31, 2016
    • RAUM · $109M to $100M
      Dec 15, 2015 to Mar 31, 2016
    • Advisory activities · 5 to 4
      Nov 23, 2015 to Dec 15, 2015
    • Private funds · 1 to unset
      Nov 23, 2015 to Dec 15, 2015
    • Accounts · 1,100 to 1,216
      Nov 17, 2014 to Mar 30, 2015
    • Commission compensation · true to false
      Nov 17, 2014 to Mar 30, 2015
    • Discretionary RAUM · $105M to $105M
      Nov 17, 2014 to Mar 30, 2015
    • RAUM · $109M to $109M
      Nov 17, 2014 to Mar 30, 2015
    • Discretionary RAUM · $100M to $105M
      Jan 16, 2014 to Nov 6, 2014
    • Non-discretionary RAUM · $0 to $4.5M
      Jan 16, 2014 to Nov 6, 2014
    • RAUM · $100M to $109M
      Jan 16, 2014 to Nov 6, 2014
    • Accounts · 718 to 1,100
      Mar 12, 2013 to Jan 16, 2014
    • Discretionary RAUM · $101M to $100M
      Mar 12, 2013 to Jan 16, 2014
    • Non-discretionary RAUM · $4.0M to $0
      Mar 12, 2013 to Jan 16, 2014
    • RAUM · $105M to $100M
      Mar 12, 2013 to Jan 16, 2014
    • Accounts · 1,538 to 718
      Mar 30, 2012 to Mar 12, 2013
    • Advisory employees · unset to 9.0
      Mar 30, 2012 to Mar 12, 2013
    • Employees · unset to 10.0
      Mar 30, 2012 to Mar 12, 2013
    • State-registered IARs · unset to 9.0
      Mar 30, 2012 to Mar 12, 2013
    • Discretionary RAUM · $126M to $101M
      Mar 30, 2012 to Mar 12, 2013
    • Non-discretionary RAUM · $8.5M to $4.0M
      Mar 30, 2012 to Mar 12, 2013
    • RAUM · $134M to $105M
      Mar 30, 2012 to Mar 12, 2013
    • Advisory activities · 4 to 5
      Dec 23, 2011 to Mar 30, 2012
    • Private funds · unset to 1
      Dec 23, 2011 to Mar 30, 2012
    • Related insurance company · false to true
      Dec 23, 2011 to Mar 30, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026