RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• J• J••••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Feb 17, 2026 · Tinton Falls, Nj
- H•••••• T••••••• • K•••• L•• independent RIAJan 3, 2005 to Feb 17, 2026 · Tinton Falls, Nj
- H•••••• T••••••• • K•••• L•• to K••••• A••••••• S•••••••• L••left Feb 17, 2026, registered Feb 17, 2026 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- T••• J• J•••••• left H•••••• T••••••• • K•••• L•• for K••••• A••••••• S•••••••• L•• (registered 2026-02-17)Feb 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address