DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brad Leroy Sharp
Feed of 09/14/2026
Also filed as Brad Leroy Sharp
At current firm
4 y
since Nov 3, 2021
In the industry
24 y
since Nov 20, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Transamerica Retirement Advisors, LLC BD affiliated currentsince Nov 3, 2021 · Minneapolis, Mn
- Fbl Wealth Management, LLC BD affiliatedAug 13, 2020 to Aug 23, 2021 · West Des Moines, Ia
- U.S. Bancorp Investments, Inc. formerMar 2, 2015 to Mar 24, 2020 · Maplewood, Mn
- Cetera Investment Advisers LLC BD affiliatedJan 21, 2014 to Mar 4, 2015 · Minnetonka, Mn
- Cetera Investment Services LLC formerJan 9, 2014 to Jan 21, 2014 · Minnetonka, Mn
Moves
a registration end followed by a registration begin elsewhere
- Fbl Wealth Management, LLC to Transamerica Retirement Advisors, LLCleft Aug 23, 2021, registered Nov 3, 2021 (72 days) · Affiliated broker-dealer or bank to another
- U.S. Bancorp Investments, Inc. to Fbl Wealth Management, LLCleft Mar 24, 2020, registered Aug 13, 2020 (142 days) · Other
- Cetera Investment Advisers LLC to U.S. Bancorp Investments, Inc.left Mar 4, 2015, registered Mar 2, 2015 (-2 days) · Other
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address