M•••••• R• S••••

• M••••• S•••••• wirehouse current
  since Mar 3, 2017 · Gainesville, Ga
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Feb 27, 2008 to Mar 6, 2017 · Alpharetta, Ga
• S•• BD affiliated
  Jul 19, 2006 to Nov 27, 2007 · Roswell, Ga
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Oct 1, 2002 to Jul 19, 2004 · Alpharetta, Ga

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
  left Mar 6, 2017, registered Mar 3, 2017 (-3 days) · Wirehouse to wirehouse · moved with a team
• S•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Nov 27, 2007, registered Feb 27, 2008 (92 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••
  left Jul 19, 2004, registered Jul 19, 2006 (730 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address