DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Leon Guenther
Feed of 09/14/2026
At current firm
12 y
since Mar 3, 2014
In the industry
25 y
since Jun 11, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Key Investment Services LLC BD affiliated currentsince Mar 3, 2014 · Brooklyn, Oh
- U.S. Bancorp Investments, Inc. formerFeb 2, 2011 to Feb 20, 2014 · Mason, Oh
- Key Investment Services LLC BD affiliatedJan 24, 2006 to Jan 20, 2011 · Dayton, Oh
- Chase Investment Services Corp. formerJul 6, 2005 to Jan 18, 2006 · Cincinnati, Oh
- Banc One Securities Corporation unclassifiedJan 26, 2005 to Jul 6, 2005 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- U.S. Bancorp Investments, Inc. to Key Investment Services LLCleft Feb 20, 2014, registered Mar 3, 2014 (11 days) · Other
- Key Investment Services LLC to U.S. Bancorp Investments, Inc.left Jan 20, 2011, registered Feb 2, 2011 (13 days) · Other
- Chase Investment Services Corp. to Key Investment Services LLCleft Jan 18, 2006, registered Jan 24, 2006 (6 days) · Other
- Banc One Securities Corporation to Chase Investment Services Corp.left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address