RIA Intelligence

Title

Advisorreportedbernardandjohnson.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• B•••••• • J•••••• F••••• W••••• M••••••••• independent RIA current
  since Jul 1, 2016 · Pasadena, Ca
• W•••• F•••• A••••••• wirehouse
  Mar 16, 2009 to Jul 5, 2016 · Pasadena, Ca
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Apr 6, 2005 to Mar 17, 2009 · Pasadena, Ca
• S••••••• I••••••••• I••• former
  Oct 29, 2001 to Apr 8, 2005 · Anaheim, Ca

• W•••• F•••• A••••••• to B•••••• • J•••••• F••••• W••••• M•••••••••
  left Jul 5, 2016, registered Jul 1, 2016 (-4 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
  left Mar 17, 2009, registered Mar 16, 2009 (-1 days) · Wirehouse to wirehouse
• S••••••• I••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Apr 8, 2005, registered Apr 6, 2005 (-2 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address