RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• W•••••• H•••••
- H••••• I••••••••• asset manager currentsince Jun 26, 2026 · Louisville, Ky
- P•••••• C••••• S•••••••• L•• BD affiliatedMay 2, 2022 to Jun 26, 2026 · Louisville, Ky
- L••••• A•••• M••••••••• L•• independent RIAJul 17, 2014 to May 6, 2022 · Louisville, Ky
- P•••••• C••••• S•••••••• L•• to H••••• I•••••••••left Jun 26, 2026, registered Jun 26, 2026 (0 days) · Other · moved with a team
- L••••• A•••• M••••••••• L•• to P•••••• C••••• S•••••••• L••left May 6, 2022, registered May 2, 2022 (-4 days) · RIA to affiliated broker-dealer or bank
- Carl Wilfred Hafele left Private Client Services, Llc for Hafele Investments (registered 2026-06-26)Jun 26, 2026 · Advisor changed firm · fact
- Carl Wilfred Hafele left Lanier Asset Management, Llc for Private Client Services, Llc (registered 2022-05-02)May 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address